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KKR & Co

Name Holding Trade Value Shares
Change
Change in
Stake
Parallax Volatility Advisers
376
Parallax Volatility Advisers
California
– -$11.5M -430,112 Closed
KAM
377
Kavi Asset Management
New York
– -$8.22M -331,000 Closed
BCM
378
Bluefin Capital Management
New York
– -$6.55M -263,677 Closed
New York State Common Retirement Fund
379
New York State Common Retirement Fund
New York
– -$2.9M -116,669 Closed
GC
380
GMT Capital
Georgia
– -$2.7M -108,800 Closed
2L
381
22NW LP
Washington
– -$2.43M -97,880 Closed
Russell Investments Group
382
Russell Investments Group
United Kingdom
– -$19.1M -97,561 Closed
KACA
383
Kayne Anderson Capital Advisors
California
– -$2.28M -91,788 Closed
TYCC
384
Texas Yale Capital Corp
Florida
– -$2.14M -86,100 Closed
TSS
385
Two Sigma Securities
New York
– -$1.81M -67,607 Closed
EGPO
386
EnTrust Global Partners Offshore
New York
– -$1.25M -50,500 Closed
SC
387
Selz Capital
New York
– -$1.24M -50,000 Closed
CM
388
Caption Management
Oklahoma
– -$1.12M -45,000 Closed
EP
389
Elkhorn Partners
Nebraska
– -$994K -40,000 Closed
LSAG
390
Lake Street Advisors Group
New Hampshire
– -$946K -38,064 Closed
PFS
391
Prospera Financial Services
Texas
– -$883K -35,518 Closed
MNBTD
392
Moody National Bank Trust Division
Texas
– -$757K -30,500 Closed
SGCA
393
Steel Grove Capital Advisors
Tennessee
– -$746K -30,015 Closed
MWVC
394
Morgens Waterfall Vintiadis & Co
New York
– -$746K -30,000 Closed
SCA
395
SMH Capital Advisors
Texas
– -$731K -29,413 Closed
OTC
396
Opera Trading Capital
France
– -$660K -26,548 Closed
VF
397
Virtu Financial
New York
– -$335K -13,475 Closed
SAM
398
Silvercrest Asset Management
New York
– -$309K -12,430 Closed
PC
399
Palo Capital
California
– -$278K -11,200 Closed
XS
400
XR Securities
Illinois
– -$290K -10,853 Closed