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KFX

KOFAX LIMITED COM STK
KFX

Delisted

KFX was delisted on the 21st of May, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
GAMCO Investors
76
GAMCO Investors
Connecticut
– -$445K -40,600 Closed
Analytic Investors
77
Analytic Investors
California
– -$421K -38,450 Closed
VOYA Investment Management
78
VOYA Investment Management
Georgia
– -$410K -37,481 Closed
Citigroup
79
Citigroup
New York
– -$408K -37,193 Closed
Virtu KCG Holdings
80
Virtu KCG Holdings
New York
– -$399K -36,441 Closed
BlackRock Advisors
81
BlackRock Advisors
Delaware
– -$386K -35,260 Closed
PCM
82
Prelude Capital Management
New York
– -$376K -34,304 Closed
ARTA
83
A.R.T. Advisors
New York
– -$358K -32,775 Closed
Oppenheimer & Co
84
Oppenheimer & Co
New York
– -$326K -30,379 Closed
CPA
85
Cowen Prime Advisors
New York
– -$291K -26,600 Closed
Principal Financial Group
86
Principal Financial Group
Iowa
– -$241K -21,978 Closed
NCCM
87
Nine Chapters Capital Management
New Jersey
– -$216K -19,700 Closed
Prudential Financial
88
Prudential Financial
New Jersey
– -$215K -19,600 Closed
TSS
89
Two Sigma Securities
New York
– -$167K -15,296 Closed
ProShare Advisors
90
ProShare Advisors
Maryland
– -$157K -14,334 Closed
Barclays
91
Barclays
United Kingdom
– -$120K -11,991 Closed
UBS Group
92
UBS Group
Switzerland
– -$130K -11,886 Closed
Bank of Montreal
93
Bank of Montreal
Ontario, Canada
– -$129K -11,824 Closed
Bank of America
94
Bank of America
North Carolina
– -$112K -10,229 Closed
Glazer Capital LLC
95
Glazer Capital LLC
New York
– -$70K -6,402 Closed
Managed Account Advisors
96
Managed Account Advisors
New Jersey
– -$44K -4,024 Closed
Wells Fargo
97
Wells Fargo
California
– -$44K -3,974 Closed
Invesco
98
Invesco
Georgia
– -$30K -2,770 Closed
BNP Paribas Financial Markets
99
BNP Paribas Financial Markets
France
– -$19.1K -1,748 Closed
BlackRock
100
BlackRock
New York
– -$18K -1,679 Closed