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KFN

KKR FINANCIAL HOLDINGS LLC COM
KFN

Delisted

KFN was delisted on the 30th of April, 2014.

135 hedge funds and large institutions have $1.48B invested in KKR FINANCIAL HOLDINGS LLC COM in 2013 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 40 increasing their positions, 45 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more capital invested

Capital invested by funds: $1.09B → $1.48B (+$397M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

6% less funds holding

Funds holding: 143135 (-8)

11% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 45

15% less call options, than puts

Call options by funds: $11.3M | Put options by funds: $13.2M

18% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 34

Holders
135
Holders Change
-8
Holders Change %
-5.59%
% of All Funds
3.92%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
28
Increased
40
Reduced
45
Closed
34
Calls
$11.3M
Puts
$13.2M
Net Calls
-$1.93M
Net Calls Change
-$1.48M
Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
101
Neuberger Berman Group
New York
$177K +$15.4K +1,500 +12%
Cambridge Investment Research Advisors
102
Cambridge Investment Research Advisors
Iowa
$175K +$22.8K +2,229 +18%
CFA
103
Carroll Financial Associates
North Carolina
$170K -$285K -27,800 -67%
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$152K +$46.6K +4,548 +57%
CB
105
Commerce Bank
Missouri
$138K -$37.9K -3,700 -25%
KJHP
106
K.J. Harrison & Partners
Ontario, Canada
$130K +$103K +10,000 New
FA
107
FCG Advisors
New Jersey
$122K
FSA
108
Franklin Street Advisors
North Carolina
$122K
SCA
109
STALEY CAPITAL ADVISERS
Pennsylvania
$122K
AA
110
Ancora Advisors
Ohio
$122K +$103K +10,000 New
KPCM
111
Kings Point Capital Management
New York
$111K
TRCT
112
Tower Research Capital (TRC)
New York
$110K +$74K +7,221 +404%
TAM
113
Tocqueville Asset Management
New York
$80K +$67.7K +6,600 New
YCMGA
114
York Capital Management Global Advisors
New York
$80K +$67.3M +6,561,296 New
TWA
115
TCI Wealth Advisors
Arizona
$61K +$51.3K +5,000 New
Citadel Advisors
116
Citadel Advisors
Florida
$57K +$28.2K +2,754 +141%
TFA
117
Transamerica Financial Advisors
Florida
$55K -$108K -10,500 -70%
WA
118
WFG Advisors
Texas
$42K -$21.7K -2,116 -38%
Northwestern Mutual Wealth Management
119
Northwestern Mutual Wealth Management
Wisconsin
$34K +$28.9K +2,816 New
1IC
120
1919 Investment Counsel
Maryland
$31K
MBT
121
Monroe Bank & Trust
Michigan
$29K
MFS
122
MSI Financial Services
Massachusetts
$29K +$10.4K +1,010 +73%
Creative Planning
123
Creative Planning
Kansas
$28K -$613K -59,763 -96%
DADC
124
D.A. Davidson & Co
Montana
$22K -$4.1K -400 -18%
Parallax Volatility Advisers
125
Parallax Volatility Advisers
California
$19K +$7.14K +697 +85%

KFN Hedge Fund Activity: Q4 2013 in Review

135 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in KKR FINANCIAL HOLDINGS LLC COM (KFN) for Q4 2013, worth a combined $1.48B — up 37% from $1.09B a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of KFN and 28 opened new positions — a net loss of 6 holders — while 45 trimmed existing stakes and 40 added.

The largest buyer was Morgan Stanley, adding an estimated $121M. The largest seller was Eagle Asset Management, exiting entirely with an estimated $32.4M sold.

  • 135 institutional investors held KKR FINANCIAL HOLDINGS LLC COM (KFN) as of Q4 2013, down from 143 in Q3 2013.
  • Funds reported $1.48B of KKR FINANCIAL HOLDINGS LLC COM stock for Q4 2013, up 37% quarter-over-quarter.
  • 28 funds opened new KKR FINANCIAL HOLDINGS LLC COM positions in Q4 2013 and 34 closed out, a net change of -6 holders.
  • The largest KKR FINANCIAL HOLDINGS LLC COM buyer in Q4 2013 was Morgan Stanley, an estimated $121M added.
  • The largest KKR FINANCIAL HOLDINGS LLC COM seller in Q4 2013 was Eagle Asset Management, an estimated $32.4M sold.

Based on aggregated 13F filings for Q4 2013.