|
101
|
|
$1.65K
|
–
|
–
|
–
|
|
|
102
|
Hollencrest Capital Management
Newport Beach,
California
|
$750
|
–
|
–
|
–
|
|
|
103
|
Annex Advisory Services
Brookfield,
Wisconsin
|
–
|
-$42.6M
|
-278,560
|
Closed
|
|
|
104
|
360 Financial
Wayzata,
Minnesota
|
–
|
-$16.2M
|
-105,797
|
Closed
|
|
|
105
|
Horizon Wealth Management
La Grange,
Illinois
|
–
|
-$4.68M
|
-30,631
|
Closed
|
|
|
106
|
Two Sigma Investments
New York
|
–
|
-$4.02M
|
-26,300
|
Closed
|
|
|
107
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$3.82M
|
-25,000
|
Closed
|
|
|
108
|
Westwind Capital
Las Cruces,
New Mexico
|
–
|
-$270K
|
-17,670
|
Closed
|
|
|
109
|
Aspen Wealth Strategies
Arvada,
Colorado
|
–
|
-$2.16M
|
-14,107
|
Closed
|
|
|
110
|
Custom Index Systems
New York
|
–
|
-$527K
|
-3,448
|
Closed
|
|
|
111
|
Delta Investment Management
San Francisco,
California
|
–
|
-$314K
|
-2,057
|
Closed
|
|
|
112
|
Fortress Private Ledger
Raleigh,
North Carolina
|
–
|
-$254K
|
-1,665
|
Closed
|
|
|
113
|
Stratos Wealth Advisors
Beachwood,
Ohio
|
–
|
-$253K
|
-1,653
|
Closed
|
|
|
114
|
WMG Financial Advisors
Knoxville,
Tennessee
|
–
|
-$208K
|
-1,362
|
Closed
|
|
|
115
|
Barometer Capital Management
Toronto,
Ontario, Canada
|
–
|
-$153K
|
-1,000
|
Closed
|
|
|
116
|
Private Trust Company
Cleveland,
Ohio
|
–
|
-$132K
|
-861
|
Closed
|
|
|
117
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$129K
|
-844
|
Closed
|
|
|
118
|
Principal Securities
Des Moines,
Iowa
|
–
|
-$32.1K
|
-210
|
Closed
|
|
|
119
|
Main Street Group
Glen Allen,
Virginia
|
–
|
-$22.2K
|
-145
|
Closed
|
|
|
120
|
Colonial Trust
Spartanburg,
South Carolina
|
–
|
-$6.33K
|
-41
|
Closed
|
|
|
121
|
|
–
|
-$153
|
-1
|
Closed
|
|
