|
401
|
GeoWealth Management
Chicago,
Illinois
|
$31
|
-$282K
|
-4,928
|
-100%
|
|
|
402
|
Semmax Financial Advisors
Winston Salem,
North Carolina
|
$1
|
–
|
–
|
–
|
|
|
403
|
WCG Wealth Advisors
Las Vegas,
Nevada
|
–
|
-$7.77M
|
-137,563
|
Closed
|
|
|
404
|
|
–
|
-$4.17M
|
-73,911
|
Closed
|
|
|
405
|
Silver Oak Securities
Jackson,
Tennessee
|
–
|
-$2.41M
|
-43,030
|
Closed
|
|
|
406
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$1.23M
|
-21,848
|
Closed
|
|
|
407
|
Keeler Thomas Management
Orem,
Utah
|
–
|
-$1.2M
|
-21,271
|
Closed
|
|
|
408
|
BXM Wealth
Englewood,
Colorado
|
–
|
-$707K
|
-12,535
|
Closed
|
|
|
409
|
Brio Consultants
San Francisco,
California
|
–
|
-$479K
|
-8,484
|
Closed
|
|
|
410
|
Advisor Resource Council
Dallas,
Texas
|
–
|
-$426K
|
-7,550
|
Closed
|
|
|
411
|
KM Capital Management
Austin,
Texas
|
–
|
-$361K
|
-6,392
|
Closed
|
|
|
412
|
Sterling Group Wealth Management
Pasadena,
California
|
–
|
-$270K
|
-4,788
|
Closed
|
|
|
413
|
Market Street Wealth Management Advisors
Indianapolis,
Indiana
|
–
|
-$263K
|
-4,655
|
Closed
|
|
|
414
|
Two Sigma Securities
New York
|
–
|
-$261K
|
-4,628
|
Closed
|
|
|
415
|
Regimen Wealth
Atlanta,
Georgia
|
–
|
-$213K
|
-3,765
|
Closed
|
|
|
416
|
Baker Tilly Wealth Management
Madison,
Wisconsin
|
–
|
-$209K
|
-3,705
|
Closed
|
|
|
417
|
Crossmark Global Holdings
Houston,
Texas
|
–
|
-$207K
|
-3,663
|
Closed
|
|
|
418
|
Colonial Trust
Spartanburg,
South Carolina
|
–
|
-$45K
|
-797
|
Closed
|
|
|
419
|
Heck Capital Advisors
Rhinelander,
Wisconsin
|
–
|
-$40.9K
|
-725
|
Closed
|
|
|
420
|
Continuum Advisory
Eagle,
Idaho
|
–
|
-$25.7K
|
-455
|
Closed
|
|
|
421
|
AlphaCore Capital
La Jolla,
California
|
–
|
-$19.1K
|
-339
|
Closed
|
|
|
422
|
BOK Financial
Tulsa,
Oklahoma
|
–
|
-$13.9K
|
-246
|
Closed
|
|
|
423
|
Beacon Capital Management LLC (Tennessee)
Franklin,
Tennessee
|
–
|
-$13K
|
-230
|
Closed
|
|
|
424
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
–
|
-$7.51K
|
-133
|
Closed
|
|
|
425
|
Retireful LLC
Haslett,
Michigan
|
–
|
-$451K
|
-56
|
Closed
|
|
