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Nuveen Credit Strategies Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
126
Sowell Financial Services
Arkansas
$1K +$696 +118 New
1832 Asset Management
127
1832 Asset Management
Ontario, Canada
– -$2.2M -400,000 Closed
6M
128
6 Meridian
Kansas
– -$316K -55,767 Closed
SFA
129
Sequoia Financial Advisors
Ohio
– -$284K -50,000 Closed
Citadel Advisors
130
Citadel Advisors
Florida
– -$218K -38,440 Closed
FIA
131
FNY Investment Advisers
New York
– -$198K -35,000 Closed
NFG
132
Next Financial Group
Texas
– -$196K -34,567 Closed
TIM
133
Tortoise Investment Management
New York
– -$196K -34,520 Closed
Jane Street
134
Jane Street
New York
– -$188K -33,230 Closed
IFG
135
Independent Financial Group
California
– -$116K -20,439 Closed
HPC
136
Hobart Private Capital
North Carolina
– -$104K -18,345 Closed
BF
137
BOK Financial
Oklahoma
– -$72K -12,650 Closed
AWA
138
Arete Wealth Advisors
Illinois
– -$68K -11,975 Closed
CWA
139
Clarus Wealth Advisors
Arizona
– -$63K -11,482 Closed
WT
140
Whittier Trust
California
– -$14K -2,516 Closed
SWM
141
Selective Wealth Management
Virginia
– -$13K -2,300 Closed
DWM
142
Darwin Wealth Management
Florida
– -$12K -2,254 Closed
OIA
143
Optimum Investment Advisors
Illinois
– -$9K -1,500 Closed
ICA
144
Infrastructure Capital Advisors
New York
– -$6K -1,000 Closed
ASN
145
Advisory Services Network
Georgia
– -$3K -600 Closed
RFM
146
Royal Fund Management
Florida
– -$1K -313 Closed
Fidelity Investments
147
Fidelity Investments
Massachusetts
– -$12 -2 -67%
S
148
SignatureFD
Georgia
– +$496 +84 New