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Nuveen Credit Strategies Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FHB
126
First Hawaiian Bank
Hawaii
$7K
KL
127
KWMG LLC
Kansas
$5K
SFG
128
SevenBridge Financial Group
Pennsylvania
$5K
US Bancorp
129
US Bancorp
Minnesota
$5K
ASN
130
Advisory Services Network
Georgia
$5K +$651 +84 +14%
Bank of Montreal
131
Bank of Montreal
Ontario, Canada
$4K -$4.72M -609,280 -100%
OIA
132
OneDigital Investment Advisors
Kansas
$4K +$93 +12 +2%
CFA
133
Carroll Financial Associates
North Carolina
$2K
First Manhattan
134
First Manhattan
New York
$2K
CAC
135
Certified Advisory Corp
Florida
$2K +$70 +9 +3%
RFC
136
Regions Financial Corp
Alabama
$1K +$1.38K +178 New
VIA
137
Vident Investment Advisory
Georgia
-$7.3M -986,081 Closed
BlackRock
138
BlackRock
New York
-$4.11M -555,346 Closed
CS
139
Credit Suisse
Switzerland
-$2.47M -333,855 Closed
Carson Wealth (CWM LLC)
140
Carson Wealth (CWM LLC)
Nebraska
-$2.1M -271,030 -100%
FCH
141
Freestone Capital Holdings
Washington
-$1.61M -218,173 Closed
6M
142
6 Meridian
Kansas
-$1.08M -146,461 Closed
AA
143
AQR Arbitrage
Connecticut
-$543K -73,400 Closed
SPC
144
Sigma Planning Corp
Michigan
-$449K -60,686 Closed
AC
145
Athanor Capital
New York
-$446K -60,231 Closed
JIC
146
Joel Isaacson & Co
New York
-$385K -50,000 Closed
KKRC
147
Kohlberg Kravis Roberts & Co
New York
-$333K -45,020 Closed
WAM
148
Weiss Asset Management
Massachusetts
-$318K -43,006 Closed
BKA
149
Brick & Kyle Associates
Pennsylvania
-$213K -28,735 Closed
State of Tennessee, Department of Treasury
150
State of Tennessee, Department of Treasury
Tennessee
-$181K -24,500 Closed