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Nuveen Credit Strategies Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LWA
101
Lenox Wealth Advisors
New York
$51K – – –
USGIU
102
U.S. Global Investors (USGI)
Texas
$46K – – –
Creative Planning
103
Creative Planning
Kansas
$28K +$8.36K +1,000 +43%
US Bancorp
104
US Bancorp
Minnesota
$21K – – –
NFG
105
Next Financial Group
Texas
$21K +$10.7K +1,275 +106%
RPG
106
Risk Paradigm Group
Texas
$20.5K -$1.75K -209 -8%
ClearBridge Investments
107
ClearBridge Investments
New York
$17K – – –
PCM
108
Penserra Capital Management
California
$16K +$4.03K +482 +33%
SIA
109
SeaBridge Investment Advisors
New Jersey
$11K – – –
SWA
110
Sutton Wealth Advisors
Florida
$9.79K – – –
IIC
111
Integrated Investment Consultants
Michigan
$8K – – –
WP
112
WealthPLAN Partners
Nebraska
$4.42K – – –
CFS
113
Commonwealth Financial Services
West Virginia
$4K – – –
HCM
114
Hollencrest Capital Management
California
– -$192K -23,700 Closed
Bank of New York Mellon
115
Bank of New York Mellon
New York
– -$184K -22,732 Closed
AIM
116
Allen Investment Management
New York
– -$147K -18,171 Closed
Deutsche Bank
117
Deutsche Bank
Germany
– -$137K -17,000 Closed
LCM
118
Landscape Capital Management
New Jersey
– -$131K -16,229 Closed
TC
119
TFS Capital
Pennsylvania
– -$112K -13,809 Closed
SGCA
120
Steel Grove Capital Advisors
Tennessee
– -$100K -12,250 Closed
William Blair & Company
121
William Blair & Company
Illinois
– -$90K -11,130 Closed
Neuberger Berman Group
122
Neuberger Berman Group
New York
– -$88K -10,952 Closed
CAPTRUST Financial Advisors
123
CAPTRUST Financial Advisors
North Carolina
– -$44K -5,500 Closed
SCM
124
Southport Capital Management
Tennessee
– -$24K -3,000 Closed
SFG
125
SevenBridge Financial Group
Pennsylvania
– -$5K -624 Closed