|
1901
|
Tower Research Capital (TRC)
New York
|
–
|
-$217K
|
-3,200
|
Closed
|
|
|
1902
|
Elm Advisors
Burlingame,
California
|
–
|
-$215K
|
-3,180
|
Closed
|
|
|
1903
|
Renaissance Group
Covington,
Kentucky
|
–
|
-$215K
|
-3,177
|
Closed
|
|
|
1904
|
S.R. Schill & Associates
Mercer Island,
Washington
|
–
|
-$213K
|
-3,140
|
Closed
|
|
|
1905
|
EisnerAmper Wealth Management Corporate Benefits
Iselin,
New Jersey
|
–
|
-$213K
|
-3,137
|
Closed
|
|
|
1906
|
R.H. Bluestein & Co
Birmingham,
Michigan
|
–
|
-$211K
|
-3,110
|
Closed
|
|
|
1907
|
Trust Company of Oklahoma
Tulsa,
Oklahoma
|
–
|
-$210K
|
-3,100
|
Closed
|
|
|
1908
|
CTC (Chicago Trading Company)
Chicago,
Illinois
|
–
|
-$208K
|
-3,099
|
Closed
|
|
|
1909
|
Nottingham Advisors
Amherst,
New York
|
–
|
-$208K
|
-3,063
|
Closed
|
|
|
1910
|
Round Table Services
Westfield,
New Jersey
|
–
|
-$207K
|
-3,061
|
Closed
|
|
|
1911
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$205K
|
-3,037
|
Closed
|
|
|
1912
|
Torray Investment Partners
Bethesda,
Maryland
|
–
|
-$206K
|
-3,036
|
Closed
|
|
|
1913
|
Drexel Morgan & Co
Radnor,
Pennsylvania
|
–
|
-$203K
|
-3,000
|
Closed
|
|
|
1914
|
Rothschild & Co Wealth Management (UK)
London,
United Kingdom
|
–
|
-$203K
|
-3,000
|
Closed
|
|
|
1915
|
Cornerstone Management
Duluth,
Georgia
|
–
|
-$202K
|
-2,987
|
Closed
|
|
|
1916
|
Strategic Capital Alternatives
Gig Harbor,
United States
|
–
|
-$83K
|
-1,232
|
Closed
|
|
|
1917
|
New Harbor Financial Group
Worcester,
Massachusetts
|
–
|
-$40K
|
-597
|
Closed
|
|
|
1918
|
Lowe Wealth Advisors
Columbia,
Maryland
|
–
|
-$3K
|
-50
|
Closed
|
|
