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Nuveen Global High Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GSWM
51
Golden State Wealth Management
California
$14.8K +$15K +1,150 New
SWM
52
Spire Wealth Management
Virginia
$13.4K – – –
CA
53
CoreCap Advisors
Michigan
$12.5K – – –
T
54
Transce3nd
Texas
$11.1K +$11.3K +863 New
RCM
55
Raleigh Capital Management
North Carolina
$10.9K – – –
CFGS
56
Concourse Financial Group Securities
Alabama
$10.7K – – –
SAM
57
Synergy Asset Management
Washington
$6.85K +$6.69K +512 New
SIS
58
Sound Income Strategies
Florida
$5.79K – – –
Comerica Bank
59
Comerica Bank
Texas
$5.19K +$78 +6 +2%
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$5K – – –
WA
61
WPG Advisers
Maryland
$3.88K +$3.95K +302 New
SC
62
Stephens Consulting
Michigan
$3.77K – – –
GRP
63
Global Retirement Partners
California
$847 – – –
AF
64
Allworth Financial
California
$564 – – –
AssetMark Inc
65
AssetMark Inc
California
$13 – – –
NAS
66
NWF Advisory Services
California
– -$332K -24,825 Closed
Bank of New York Mellon
67
Bank of New York Mellon
New York
– -$210K -15,664 Closed
RI
68
Ridgewood Investments
New Jersey
– -$13.4K -1,000 Closed
IAIM
69
International Assets Investment Management
Florida
– -$12.1K -903 Closed
FIA
70
FNY Investment Advisers
New York
– -$6K -500 Closed
Fidelity Investments
71
Fidelity Investments
Massachusetts
– -$13 -1 Closed