|
801
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
–
|
-$202K
|
-2,400
|
Closed
|
|
|
802
|
Nations Financial Group
Cedar Rapids,
Iowa
|
–
|
-$200K
|
-2,375
|
Closed
|
|
|
803
|
Valley Brook Capital Group
Venetia,
Pennsylvania
|
–
|
-$133K
|
-1,560
|
Closed
|
|
|
804
|
Sowell Financial Services
North Little Rock,
Arkansas
|
–
|
-$112K
|
-1,467
|
Closed
|
|
|
805
|
Centaurus Financial
Anaheim,
California
|
–
|
-$105K
|
-1,250
|
Closed
|
|
|
806
|
|
–
|
-$85K
|
-1,010
|
Closed
|
|
|
807
|
NKCFO LLC
Geneva,
Illinois
|
–
|
-$76K
|
-900
|
Closed
|
|
|
808
|
Eudaimonia Partners
Winchester,
Tennessee
|
–
|
-$72K
|
-850
|
Closed
|
|
|
809
|
Solstein Capital
Menlo Park,
California
|
–
|
-$71K
|
-843
|
Closed
|
|
|
810
|
CX Institutional
Auburn,
Indiana
|
–
|
-$67K
|
-790
|
Closed
|
|
|
811
|
|
–
|
-$46K
|
-580
|
Closed
|
|
|
812
|
ArchPoint Investors
Coral Gables,
Florida
|
–
|
-$45K
|
-535
|
Closed
|
|
|
813
|
Cullen/Frost Bankers
San Antonio,
Texas
|
–
|
-$42K
|
-500
|
Closed
|
|
|
814
|
Meridian Wealth Partners
Exton,
Pennsylvania
|
–
|
-$28K
|
-331
|
Closed
|
|
|
815
|
Regal Wealth Group
Seal Beach,
California
|
–
|
-$25K
|
-300
|
Closed
|
|
|
816
|
Fortis Advisors
Wayne,
Pennsylvania
|
–
|
-$21K
|
-250
|
Closed
|
|
|
817
|
Capital Advisory Group Advisory Services
Bloomington,
Minnesota
|
–
|
-$14K
|
-167
|
Closed
|
|
|
818
|
Total Clarity Wealth Management
St. Charles,
Illinois
|
–
|
-$12K
|
-141
|
Closed
|
|
|
819
|
RMR Wealth Builders
Montclair,
New Jersey
|
–
|
-$10K
|
-113
|
Closed
|
|
|
820
|
Hartford Financial Management
Hartford,
Connecticut
|
–
|
-$4K
|
-50
|
Closed
|
|
|
821
|
MPS Loria Financial Planners
Burr Ridge,
Illinois
|
–
|
-$4K
|
-50
|
Closed
|
|
|
822
|
Stonebridge Capital Advisors
St Paul,
Minnesota
|
–
|
-$4K
|
-50
|
Closed
|
|
|
823
|
Tarbox Family Office
Newport Beach,
California
|
–
|
-$1K
|
-11
|
Closed
|
|
|
824
|
Regency Capital Management
Honolulu,
Hawaii
|
–
|
-$1K
|
-10
|
Closed
|
|
|
825
|
Certified Advisory Corp
Altamonte Springs,
Florida
|
–
|
-$1K
|
-6
|
Closed
|
|
