|
101
|
Whittier Trust
South Pasadena,
California
|
$934
|
–
|
–
|
–
|
|
|
102
|
Ritter Daniher Financial Advisory
Cincinnati,
Ohio
|
$430
|
–
|
–
|
–
|
|
|
103
|
WR Wealth Planners
Columbia,
Missouri
|
$404
|
–
|
–
|
–
|
|
|
104
|
Millennium Management
New York
|
–
|
-$5.43M
|
-250,000
|
Closed
|
|
|
105
|
Retireful LLC
Haslett,
Michigan
|
–
|
-$1.83M
|
-84,465
|
Closed
|
|
|
106
|
First Heartland Consultants
Lake St. Louis,
Missouri
|
–
|
-$1.26M
|
-57,913
|
Closed
|
|
|
107
|
|
–
|
-$1.17M
|
-54,017
|
Closed
|
|
|
108
|
|
–
|
-$1.03M
|
-47,285
|
Closed
|
|
|
109
|
GTS Securities
Miami,
Florida
|
–
|
-$1M
|
-46,213
|
Closed
|
|
|
110
|
|
–
|
-$905K
|
-41,693
|
Closed
|
|
|
111
|
Picton Mahoney Asset Management
Toronto,
Ontario, Canada
|
–
|
-$450K
|
-20,800
|
Closed
|
|
|
112
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
–
|
-$347K
|
-15,995
|
Closed
|
|
|
113
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
–
|
-$251K
|
-11,551
|
Closed
|
|
|
114
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$231K
|
-10,632
|
Closed
|
|
|
115
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$216K
|
-9,961
|
Closed
|
|
|
116
|
CX Institutional
Auburn,
Indiana
|
–
|
-$208K
|
-9,599
|
Closed
|
|
|
117
|
Spire Wealth Management
Mclean,
Virginia
|
–
|
-$40K
|
-1,843
|
Closed
|
|
|
118
|
Mather Group
Chicago,
Illinois
|
–
|
-$22K
|
-1,000
|
Closed
|
|
|
119
|
International Assets Investment Management
Orlando,
Florida
|
–
|
-$15.3K
|
-705
|
Closed
|
|
|
120
|
Tyler-Stone Wealth Management
Beachwood,
Ohio
|
–
|
-$5.37K
|
-247
|
Closed
|
|
|
121
|
Independence Bank of Kentucky
Owensboro,
Kentucky
|
–
|
-$3.26K
|
-150
|
Closed
|
|
|
122
|
WestEnd Advisors
Charlotte,
North Carolina
|
–
|
-$2.74K
|
-126
|
Closed
|
|
|
123
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
–
|
-$2.28K
|
-105
|
Closed
|
|
