|
501
|
X-Square Capital
Guaynabo,
Puerto Rico
|
–
|
-$252K
|
-4,405
|
Closed
|
|
|
502
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$228K
|
-3,920
|
Closed
|
|
|
503
|
Cary Street Partners Investment Advisory
Richmond,
Virginia
|
–
|
-$206K
|
-3,600
|
Closed
|
|
|
504
|
Secure Asset Management
Troy,
Michigan
|
–
|
-$204K
|
-3,565
|
Closed
|
|
|
505
|
Outlook Wealth Advisors
Shenandoah,
Texas
|
–
|
-$202K
|
-3,525
|
Closed
|
|
|
506
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
–
|
-$187K
|
-3,270
|
Closed
|
|
|
507
|
Tradition Wealth Management
Edina,
Minnesota
|
–
|
-$100K
|
-1,750
|
Closed
|
|
|
508
|
AlphaCore Capital
La Jolla,
California
|
–
|
-$71.6K
|
-1,250
|
Closed
|
|
|
509
|
Resurgent Financial Advisors
Atlanta,
Georgia
|
–
|
-$57.2K
|
-1,000
|
Closed
|
|
|
510
|
LM Advisors
San Diego,
California
|
–
|
-$53K
|
-925
|
Closed
|
|
|
511
|
Cape Investment Advisory
Mcdonough,
Georgia
|
–
|
-$22K
|
-385
|
Closed
|
|
|
512
|
Fairfield, Bush & Co
Darien,
Connecticut
|
–
|
-$14.3K
|
-250
|
Closed
|
|
|
513
|
Goodwin Investment Advisory
Woodstock,
Georgia
|
–
|
-$13.5K
|
-235
|
Closed
|
|
|
514
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$11.4K
|
-200
|
Closed
|
|
|
515
|
Pathway Financial Advisers
Auburn,
Indiana
|
–
|
-$8.28K
|
-145
|
Closed
|
|
|
516
|
Iron Horse Wealth Management
Johston,
Iowa
|
–
|
-$6.59K
|
-115
|
Closed
|
|
|
517
|
Cornerstone Planning Group
Fairfield,
New Jersey
|
–
|
-$6.01K
|
-105
|
Closed
|
|
|
518
|
Tompkins Financial
Ithaca,
New York
|
–
|
-$4.58K
|
-80
|
Closed
|
|
|
519
|
Toth Financial Advisory
Leesburg,
Virginia
|
–
|
-$3.72K
|
-65
|
Closed
|
|
|
520
|
Raleigh Capital Management
Cary,
North Carolina
|
–
|
-$3.18K
|
-55
|
Closed
|
|
|
521
|
ICA Group Wealth Management
Denver,
Colorado
|
–
|
-$1.43K
|
-25
|
Closed
|
|
|
522
|
Game Plan Financial Advisors
Westlake,
Ohio
|
–
|
-$286
|
-5
|
Closed
|
|
