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iShares US Financials ETF
IYF

Name Holding Trade Value Shares
Change 		Change in
Stake
IAS
226
IMA Advisory Services
Colorado
$3K – – –
AIM
227
Advantage Investment Management
Iowa
$2K -$71.4K -1,246 -97%
EK
228
Evensky & Katz
Florida
$2K – – –
SIS
229
Sound Income Strategies
Florida
$2K +$2.41K +42 New
GC
230
Grimes & Company
Massachusetts
– -$13.2M -216,546 Closed
Capital Fund Management (CFM)
231
Capital Fund Management (CFM)
France
– -$8.14M -134,036 Closed
Neuberger Berman Group
232
Neuberger Berman Group
New York
– -$3.14M -51,692 Closed
FTS
233
Fifth Third Securities
Ohio
– -$1.76M -29,036 Closed
CWA
234
Clarus Wealth Advisors
Arizona
– -$1.36M -22,406 Closed
MCM
235
Maryland Capital Management
Maryland
– -$1.08M -17,784 Closed
TAMH
236
Taikang Asset Management (HK)
Hong Kong
– -$631K -10,396 Closed
DADC
237
D.A. Davidson & Co
Montana
– -$561K -9,242 Closed
Two Sigma Advisers
238
Two Sigma Advisers
New York
– -$522K -8,600 Closed
CAN
239
Cetera Advisor Networks
California
– -$389K -6,376 Closed
CIC
240
Carnegie Investment Counsel
Ohio
– -$325K -5,514 Closed
Baird Financial Group
241
Baird Financial Group
Wisconsin
– -$334K -5,498 Closed
AWM
242
AE Wealth Management
Kansas
– -$314K -5,176 Closed
Wolverine Trading
243
Wolverine Trading
Illinois
– -$265K -4,624 Closed
Prudential Financial
244
Prudential Financial
New Jersey
– -$269K -4,424 Closed
BRWA
245
B. Riley Wealth Advisors
Florida
– -$265K -4,346 Closed
WI
246
Wintrust Investments
Illinois
– -$257K -4,232 Closed
SS
247
Sunbelt Securities
Texas
– -$246K -4,048 Closed
CAM
248
Carret Asset Management
New York
– -$228K -3,750 Closed
CL
249
CPWM LLC
Washington
– -$223K -3,668 Closed
FHC
250
First Heartland Consultants
Missouri
– -$221K -3,646 Closed
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