|
401
|
Investors Asset Management of Georgia
Atlanta,
Georgia
|
–
|
-$127K
|
-3,000
|
Closed
|
|
|
402
|
Centaurus Financial
Anaheim,
California
|
–
|
-$126K
|
-2,980
|
Closed
|
|
|
403
|
Trust Company of Vermont
Brattleboro,
Vermont
|
–
|
-$17K
|
-414
|
Closed
|
|
|
404
|
Oxler Private Wealth
Rye Brook,
New York
|
–
|
-$16K
|
-312
|
Closed
|
|
|
405
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
–
|
-$12K
|
-285
|
Closed
|
|
|
406
|
Absolute Capital Management
Pittsburgh,
Pennsylvania
|
–
|
-$10.8K
|
-256
|
Closed
|
|
|
407
|
Mach-1 Financial Group
Rogers,
Arkansas
|
–
|
-$9K
|
-216
|
Closed
|
|
|
408
|
Capital Analysts LLC
Fort Washington,
Pennsylvania
|
–
|
-$8K
|
-196
|
Closed
|
|
|
409
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$5K
|
-129
|
Closed
|
|
|
410
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$4K
|
-103
|
Closed
|
|
|
411
|
Howe & Rusling
Rochester,
New York
|
–
|
-$4K
|
-90
|
Closed
|
|
|
412
|
|
–
|
-$3K
|
-78
|
Closed
|
|
|
413
|
Lehman & Derafelo Financial Resources
Media,
Pennsylvania
|
–
|
-$3K
|
-73
|
Closed
|
|
|
414
|
Householder Group Estate & Retirement Specialist
Scottsdale,
Arizona
|
–
|
-$2K
|
-71
|
Closed
|
|
|
415
|
Avior Wealth Management
Omaha,
Nebraska
|
–
|
-$2K
|
-67
|
Closed
|
|
|
416
|
Capital Asset Advisory Services
Williamston,
Michigan
|
–
|
-$2K
|
-54
|
Closed
|
|
|
417
|
Selective Wealth Management
Forest,
Virginia
|
–
|
-$2K
|
-46
|
Closed
|
|
|
418
|
NewSquare Capital
Newtown Square,
Pennsylvania
|
–
|
-$1K
|
-15
|
Closed
|
|
|
419
|
HHM Wealth Advisors
Chattanooga,
Tennessee
|
–
|
-$1K
|
-12
|
Closed
|
|
|
420
|
Global Financial Private Client
Sarasota,
Florida
|
–
|
-$131
|
-3
|
Closed
|
|
