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iShares Russell 2000 ETF
IWM

Name Holding Trade Value Shares
Change 		Change in
Stake
MSU
951
Mizuho Securities USA
New York
– -$1.06M -9,615 Closed
SSG
952
Summit Securities Group
New York
– -$1.01M -9,100 Closed
PRA
953
Parametric Risk Advisors
Connecticut
– -$940K -8,500 Closed
BCM
954
Bluefin Capital Management
New York
– -$952K -8,440 Closed
EM
955
Endicott Management
New York
– -$885K -8,000 Closed
PAM
956
PT Asset Management
Illinois
– -$885K -8,000 Closed
PCM
957
Penn Capital Management
Pennsylvania
– -$804K -7,271 Closed
Verition Fund Management
958
Verition Fund Management
Connecticut
– -$795K -7,189 Closed
Nuveen
959
Nuveen
North Carolina
– -$780 -7,052 Closed
Two Sigma Advisers
960
Two Sigma Advisers
New York
– -$619K -5,600 Closed
FF
961
Friedenthal Financial
New Jersey
– -$630K -5,594 Closed
ACM
962
Atlanta Capital Management
Georgia
– -$571K -5,164 Closed
GP
963
GLG Partners
United Kingdom
– -$559K -5,057 Closed
AWA
964
Arete Wealth Advisors
Illinois
– -$393K -3,551 Closed
COI
965
Connable Office Inc
Michigan
– -$250K -2,256 Closed
IC
966
Iconiq Capital
California
– -$231K -2,090 Closed
W
967
Wealthfront
California
– -$224K -2,025 Closed
TSWM
968
Triangle Securities Wealth Management
North Carolina
– -$223K -2,017 Closed
FMA
969
FNY Managed Accounts
New York
– -$155K -1,400 Closed
OWM
970
Orgel Wealth Management
Wisconsin
– -$119K -1,075 Closed
NCA
971
New Century Advisors
Maryland
– -$111K -1,000 Closed
IIM
972
Ipswich Investment Management
Massachusetts
– -$77K -690 Closed
Loomis, Sayles & Company
973
Loomis, Sayles & Company
Massachusetts
– -$75K -675 Closed
UFA
974
US Financial Advisors
Massachusetts
– -$49K -446 Closed
EARNEST Partners
975
EARNEST Partners
Georgia
– -$18.5K -164 -92%
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