|
1101
|
Veracity Capital
Atlanta,
Georgia
|
–
|
-$206K
|
-780
|
Closed
|
|
|
1102
|
Aureus Asset Management
Boston,
Massachusetts
|
–
|
-$205K
|
-775
|
Closed
|
|
|
1103
|
NFP Retirement Inc
Aliso Viejo,
California
|
–
|
-$203K
|
-769
|
Closed
|
|
|
1104
|
Quantbot Technologies
New York
|
–
|
-$203K
|
-769
|
Closed
|
|
|
1105
|
Absolute Capital Management
Pittsburgh,
Pennsylvania
|
–
|
-$150K
|
-567
|
Closed
|
|
|
1106
|
McDonald Partners
Cleveland,
Ohio
|
–
|
-$150K
|
-567
|
Closed
|
|
|
1107
|
Delta Asset Management
Memphis,
Tennessee
|
–
|
-$119K
|
-450
|
Closed
|
|
|
1108
|
CoreCap Advisors
Southfield,
Michigan
|
–
|
-$118K
|
-448
|
Closed
|
|
|
1109
|
DB Fitzpatrick & Co
Boise,
Idaho
|
–
|
-$72K
|
-274
|
Closed
|
|
|
1110
|
Confluence Wealth Services
Mcmurray,
Pennsylvania
|
–
|
-$56K
|
-215
|
Closed
|
|
|
1111
|
Edge Wealth Management
New York
|
–
|
-$57K
|
-215
|
Closed
|
|
|
1112
|
Chilton Capital Management
Houston,
Texas
|
–
|
-$49K
|
-185
|
Closed
|
|
|
1113
|
Morgan Dempsey Capital Management
Menomonee Falls,
Wisconsin
|
–
|
-$44K
|
-165
|
Closed
|
|
|
1114
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$35K
|
-133
|
Closed
|
|
|
1115
|
Signet Financial Management
Parsippany,
New Jersey
|
–
|
-$33K
|
-124
|
Closed
|
|
|
1116
|
AHL Investment Management
Winter Park,
Florida
|
–
|
-$26K
|
-100
|
Closed
|
|
|
1117
|
NVWM LLC
Yardley,
Pennsylvania
|
–
|
-$20K
|
-75
|
Closed
|
|
|
1118
|
Richwood Investment Advisors
Cincinnati,
Ohio
|
–
|
-$18K
|
-69
|
Closed
|
|
|
1119
|
Tyler-Stone Wealth Management
Beachwood,
Ohio
|
–
|
-$16K
|
-60
|
Closed
|
|
|
1120
|
Allspring Global Investments
Charlotte,
North Carolina
|
–
|
-$8K
|
-32
|
Closed
|
|
|
1121
|
Concord Wealth Partners
Abingdon,
Virginia
|
–
|
-$7K
|
-25
|
Closed
|
|
|
1122
|
Bison Wealth
Atlanta,
Georgia
|
–
|
-$5K
|
-20
|
Closed
|
|
|
1123
|
Stonebridge Financial Planning Group
Orlando,
Florida
|
–
|
-$3K
|
-13
|
Closed
|
|
|
1124
|
Fortitude Advisory Group
Gig Harbor,
Washington
|
–
|
-$3K
|
-10
|
Closed
|
|
|
1125
|
IronBridge Private Wealth
Austin,
Texas
|
–
|
-$1K
|
-4
|
Closed
|
|
