|
401
|
Capital Square
Chattanooga,
Tennessee
|
–
|
-$215K
|
-2,006
|
Closed
|
|
|
402
|
Mullaney, Keating & Wright
Middletown,
Connecticut
|
–
|
-$215K
|
-2,000
|
Closed
|
|
|
403
|
Neuberger Berman Group
New York
|
–
|
-$215K
|
-2,000
|
Closed
|
|
|
404
|
Pekin Hardy Strauss
Chicago,
Illinois
|
–
|
-$215K
|
-2,000
|
Closed
|
|
|
405
|
Wealth Management Associates
Cherry Hill,
New Jersey
|
–
|
-$215K
|
-2,000
|
Closed
|
|
|
406
|
Secure Asset Management
Troy,
Michigan
|
–
|
-$214K
|
-1,982
|
Closed
|
|
|
407
|
Tobias Financial Advisors
Plantation,
Florida
|
–
|
-$212K
|
-1,976
|
Closed
|
|
|
408
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$210K
|
-1,958
|
Closed
|
|
|
409
|
Miller Financial Services
Marshall,
Michigan
|
–
|
-$207K
|
-1,931
|
Closed
|
|
|
410
|
RMG Wealth Management
Platteville,
Wisconsin
|
–
|
-$74.8K
|
-710
|
Closed
|
|
|
411
|
North Capital
Salt Lake City,
Utah
|
–
|
-$53K
|
-494
|
Closed
|
|
|
412
|
Grey Fox Wealth Advisors
Rockland,
Delaware
|
–
|
-$47.5K
|
-443
|
Closed
|
|
|
413
|
GPS Wealth Strategies Group
Centennial,
Colorado
|
–
|
-$37.1K
|
-346
|
Closed
|
|
|
414
|
JPL Wealth Management
Highlands Ranch,
Colorado
|
–
|
-$36.5K
|
-340
|
Closed
|
|
|
415
|
Tortoise Investment Management
White Plains,
New York
|
–
|
-$35.9K
|
-335
|
Closed
|
|
|
416
|
Ameritas Advisory Services
Lincoln,
Nebraska
|
–
|
-$17.2K
|
-160
|
Closed
|
|
|
417
|
Hopwood Financial Services
Reston,
Virginia
|
–
|
-$16.1K
|
-150
|
Closed
|
|
|
418
|
Principal Securities
Des Moines,
Iowa
|
–
|
-$16.1K
|
-150
|
Closed
|
|
|
419
|
Orion Capital Management
Coronado,
California
|
–
|
-$11.6K
|
-108
|
Closed
|
|
|
420
|
Sachetta
Lynnfield,
Massachusetts
|
–
|
-$10.7K
|
-100
|
Closed
|
|
|
421
|
Solstein Capital
Menlo Park,
California
|
–
|
-$7.08K
|
-66
|
Closed
|
|
|
422
|
High Note Wealth
Deephaven,
Minnesota
|
–
|
-$5.36K
|
-50
|
Closed
|
|
|
423
|
Wealthspire Advisors (New York)
New York
|
–
|
-$5.36K
|
-50
|
Closed
|
|
|
424
|
Game Plan Financial Advisors
Westlake,
Ohio
|
–
|
-$3.22K
|
-30
|
Closed
|
|
|
425
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$2.47K
|
-23
|
Closed
|
|
