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ISD

PGIM High Yield Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PFGIA
51
Patriot Financial Group Insurance Agency
Massachusetts
$140K
OIA
52
Optimum Investment Advisors
Illinois
$120K +$14.6K +1,000 +14%
FIA
53
FNY Investment Advisers
New York
$95K +$52.6K +3,600 +129%
LC
54
Lindbrook Capital
California
$90K
NSIM
55
North Star Investment Management
Illinois
$90K +$87.7K +6,000 New
QCIG
56
Quad-Cities Investment Group
Iowa
$51K +$1.01K +69 +2%
CIAS
57
Capital Investment Advisory Services
North Carolina
$45K
First Manhattan
58
First Manhattan
New York
$36K
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$28K -$53K -3,627 -66%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$22K
BFEC
61
Benjamin F. Edwards & Company
Missouri
$20K
PAM
62
Panagora Asset Management
Massachusetts
$20K +$19.8K +1,356 New
ASN
63
Advisory Services Network
Georgia
$16K
GWM
64
Geneos Wealth Management
Colorado
$3K +$3.65K +250 New
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$1K
SFS
66
Sowell Financial Services
Arkansas
$1K +$1.31K +90 New
BPCM
67
Beach Point Capital Management
California
-$10.4M -710,525 Closed
COLIM
68
City of London Investment Management
United Kingdom
-$2.8M -191,563 Closed
6M
69
6 Meridian
Kansas
-$782K -53,473 Closed
EVC
70
Eidelman Virant Capital
Missouri
-$191K -34,813 Closed
PAS
71
Park Avenue Securities
New York
-$395K -27,021 Closed
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
-$298K -20,364 Closed
Millennium Management
73
Millennium Management
New York
-$227K -15,500 Closed
MAFM
74
Mid Atlantic Financial Management
Pennsylvania
-$219K -15,000 Closed
SFS
75
Shaker Financial Services
Virginia
-$165K -11,276 Closed