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ISD

PGIM High Yield Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
EVC
51
Eidelman Virant Capital
Missouri
$191K +$499K +34,813 New
P
52
&Partners
Tennessee
$177K
SFS
53
Shaker Financial Services
Virginia
$165K -$33.6K -2,344 -17%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$159K -$241K -16,776 -61%
KMWM
55
Keudell/Morrison Wealth Management
Oregon
$146K -$19.1K -1,335 -12%
Walleye Trading
56
Walleye Trading
New York
$146K +$143K +10,000 New
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$138K +$7.17K +500 +6%
OIA
58
Optimum Investment Advisors
Illinois
$102K +$17.9K +1,250 +22%
LC
59
Lindbrook Capital
California
$87K
Rockefeller Capital Management
60
Rockefeller Capital Management
New York
$80K +$27.3K +1,901 +53%
QCIG
61
Quad-Cities Investment Group
Iowa
$49K +$990 +69 +2%
CIAS
62
Capital Investment Advisory Services
North Carolina
$44K
SPIA
63
Steward Partners Investment Advisory
New York
$44K +$44K +3,069 New
FIA
64
FNY Investment Advisers
New York
$40K -$284K -19,792 -88%
First Manhattan
65
First Manhattan
New York
$36K +$35.4K +2,470 New
Deutsche Bank
66
Deutsche Bank
Germany
$35K +$35.2K +2,451 New
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$22K
BFEC
68
Benjamin F. Edwards & Company
Missouri
$20K
ASN
69
Advisory Services Network
Georgia
$16K +$11.5K +800 +257%
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$9K +$8.61K +600 New
SMFS
71
Squar Milner Financial Services
California
$4K
Carson Wealth (CWM LLC)
72
Carson Wealth (CWM LLC)
Nebraska
$1K
TRCT
73
Tower Research Capital (TRC)
New York
$1K +$1.43K +100 New
AA
74
AQR Arbitrage
Connecticut
-$413K -29,094 Closed
MSL
75
Mackay Shields LLC
New York
-$213K -15,000 Closed