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Renaissance IPO ETF
IPO

Name Holding Trade Value Shares
Change 		Change in
Stake
AF
126
Advisornet Financial
Minnesota
$5K +$5.67K +84 New
CCC
127
Crescent Capital Consulting
Louisiana
$2K – – –
GI
128
Gradient Investments
Minnesota
$2K – – –
TFA
129
Toth Financial Advisory
Virginia
$2K – – –
AWA
130
Arete Wealth Advisors
Illinois
– -$1.12M -17,599 Closed
Renaissance Technologies
131
Renaissance Technologies
New York
– -$1M -15,500 Closed
Creative Planning
132
Creative Planning
Kansas
– -$809K -12,550 Closed
NEPWA
133
New England Private Wealth Advisors
Massachusetts
– -$386K -6,000 Closed
Group One Trading
134
Group One Trading
Illinois
– -$371K -5,490 Closed
SIA
135
SkyView Investment Advisors
New Jersey
– -$333K -5,162 Closed
BCM
136
Beck Capital Management
Texas
– -$306K -4,741 Closed
SAM
137
Secure Asset Management
Michigan
– -$289K -4,485 Closed
AWM
138
AE Wealth Management
Kansas
– -$273K -4,234 Closed
Northern Trust
139
Northern Trust
Illinois
– -$260K -4,030 Closed
HH
140
Hilltop Holdings
Texas
– -$258K -4,000 Closed
SS
141
Simplicity Solutions
Minnesota
– -$235K -3,648 Closed
DA
142
DCM Advisors
New York
– -$219K -3,400 Closed
FI
143
FormulaFolio Investments
Michigan
– -$207K -3,212 Closed
WS
144
Wedbush Securities
California
– -$205K -3,185 Closed
PWM
145
Perigon Wealth Management
California
– -$89K -1,377 Closed
GTAM
146
Global Trust Asset Management
Florida
– -$58K -900 Closed
CFA
147
Carroll Financial Associates
North Carolina
– -$32K -500 Closed
GWS
148
Glassman Wealth Services
Virginia
– -$19K -300 Closed
Fidelity Investments
149
Fidelity Investments
Massachusetts
– -$10K -150 Closed
PCA
150
Peddock Capital Advisors
Massachusetts
– -$10K -150 Closed
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