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Iovance Biotherapeutics
IOVA

Name Holding Trade Value Shares
Change 		Change in
Stake
VC
276
Vivo Capital
California
– -$5.33M -655,057 Closed
LCM
277
Laurion Capital Management
New York
– -$5.18M -637,742 Closed
CSS
278
Cubist Systematic Strategies
Connecticut
– -$5.46M -468,821 Closed
SAM
279
Sectoral Asset Management
Quebec, Canada
– -$1.62M -198,800 Closed
PAMP
280
Polar Asset Management Partners
Ontario, Canada
– -$1.12M -138,000 Closed
UOC
281
UBS O'Connor
Illinois
– -$1.21M -104,059 Closed
NYLIM
282
New York Life Investment Management
New York
– -$463K -56,959 Closed
Walleye Trading
283
Walleye Trading
New York
– -$367K -31,494 Closed
FRM
284
Fox Run Management
Connecticut
– -$185K -22,712 Closed
BC
285
Bridgefront Capital
Texas
– -$173K -21,270 Closed
Capstone Investment Advisors
286
Capstone Investment Advisors
New York
– -$169K -20,785 Closed
Verition Fund Management
287
Verition Fund Management
Connecticut
– -$164K -20,149 Closed
AC
288
AXQ Capital
New Jersey
– -$141K -17,400 Closed
KFGK
289
Keystone Financial Group (Kentucky)
Kentucky
– -$122K -15,000 Closed
SG
290
StoneX Group
New York
– -$122K -14,999 Closed
I
291
InceptionR
California
– -$108K -13,266 Closed
CA
292
Calton & Associates
Florida
– -$98.3K -12,090 Closed
PCM
293
Prelude Capital Management
New York
– -$97.6K -12,000 Closed
Parallax Volatility Advisers
294
Parallax Volatility Advisers
California
– -$139K -11,977 Closed
Canada Pension Plan Investment Board
295
Canada Pension Plan Investment Board
Ontario, Canada
– -$95.9K -11,800 Closed
DFCM
296
Dark Forest Capital Management
Puerto Rico
– -$95.1K -11,703 Closed
DBIA
297
Dumont & Blake Investment Advisors
New Jersey
– -$93K -11,500 Closed
BPCA
298
Bank Pictet & Cie (Asia)
Singapore
– -$91.3K -11,227 Closed
CHAM
299
Clear Harbor Asset Management
Connecticut
– -$89.4K -11,000 Closed
MAM
300
Martingale Asset Management
Massachusetts
– -$87.3K -10,741 Closed
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