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Iovance Biotherapeutics
IOVA

Name Holding Trade Value Shares
Change 		Change in
Stake
SFM
251
Sphera Funds Management
Israel
– -$5.38M -281,769 Closed
Renaissance Technologies
252
Renaissance Technologies
New York
– -$5.15M -270,000 Closed
IC
253
Ikarian Capital
Texas
– -$3.29M -172,521 Closed
Toronto Dominion Bank
254
Toronto Dominion Bank
Ontario, Canada
– -$2.14M -112,026 Closed
WC
255
Wexford Capital
Florida
– -$1.99M -104,391 Closed
DKCM
256
Davidson Kempner Capital Management
New York
– -$1.72M -90,000 Closed
CM
257
Caption Management
Oklahoma
– -$1.09M -70,625 Closed
ECM
258
Evergreen Capital Management
Washington
– -$1.03M -54,086 Closed
AGM
259
Alpine Global Management
New York
– -$674K -35,290 Closed
SW
260
SteelPeak Wealth
California
– -$515K -26,952 Closed
DTL
261
Dynamic Technology Lab
Singapore
– -$396K -20,744 Closed
AAA
262
Affinity Asset Advisors
New York
– -$382K -20,000 Closed
SM
263
SG3 Management
Puerto Rico
– -$380K -19,900 Closed
Walleye Trading
264
Walleye Trading
New York
– -$368K -19,284 Closed
AIM
265
Aigen Investment Management
New York
– -$333K -17,996 Closed
BFM
266
Boothbay Fund Management
New York
– -$332K -17,366 Closed
JG
267
Jefferies Group
New York
– -$307K -16,056 Closed
SWP
268
Stratos Wealth Partners
Ohio
– -$267K -13,974 Closed
TI
269
Trexquant Investment
Connecticut
– -$261K -13,657 Closed
ESCM
270
Echo Street Capital Management
New York
– -$240K -12,563 Closed
PRC
271
Pearl River Capital
Michigan
– -$232K -12,148 Closed
VWM
272
Vigilare Wealth Management
Arizona
– -$229K -11,975 Closed
Connor, Clark & Lunn Investment Management (CC&L)
273
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$199K -10,428 Closed
PHK
274
Point72 Hong Kong
Hong Kong
– -$105K -5,492 Closed
MLICM
275
Metropolitan Life Insurance Company (MetLife)
New York
– -$97K -5,082 Closed
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11
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