|
51
|
AssetMark Inc
Concord,
California
|
$2K
|
–
|
–
|
–
|
|
|
52
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$2K
|
–
|
–
|
–
|
|
|
53
|
IFP Advisors
Tampa,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
54
|
|
–
|
-$21.1M
|
-823,331
|
Closed
|
|
|
55
|
Old Mission Capital
Chicago,
Illinois
|
–
|
-$5.07M
|
-197,519
|
Closed
|
|
|
56
|
Qube Research & Technologies (QRT)
London,
United Kingdom
|
–
|
-$2.04M
|
-79,540
|
Closed
|
|
|
57
|
Curbstone Financial Management Corp
Manchester,
New Hampshire
|
–
|
-$1.55M
|
-60,370
|
Closed
|
|
|
58
|
Flow Traders U.S.
New York
|
–
|
-$1.1M
|
-43,071
|
Closed
|
|
|
59
|
Neuberger Berman Group
New York
|
–
|
-$730K
|
-28,444
|
Closed
|
|
|
60
|
InterOcean Capital
Chicago,
Illinois
|
–
|
-$560K
|
-21,818
|
Closed
|
|
|
61
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$324K
|
-12,616
|
Closed
|
|
|
62
|
LexAurum Advisors
Overland Park,
Kansas
|
–
|
-$257K
|
-10,000
|
Closed
|
|
|
63
|
Banque Pictet & Cie
Geneva 73,
Switzerland
|
–
|
-$234K
|
-9,130
|
Closed
|
|
|
64
|
Pictet North America Advisors
Geneva 73,
Switzerland
|
–
|
-$234K
|
-9,130
|
Closed
|
|
|
65
|
Institute for Wealth Management
Denver,
Colorado
|
–
|
-$208K
|
-8,101
|
Closed
|
|
|
66
|
William Blair & Company
Chicago,
Illinois
|
–
|
-$134K
|
-5,230
|
Closed
|
|
|
67
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$44K
|
-1,719
|
Closed
|
|
|
68
|
Marshall Wace
London,
United Kingdom
|
–
|
-$40K
|
-1,565
|
Closed
|
|
|
69
|
Regal Wealth Group
Seal Beach,
California
|
–
|
-$17K
|
-666
|
Closed
|
|
|
70
|
Wealth Quarterback
Toms River,
New Jersey
|
–
|
-$12.6K
|
-491
|
Closed
|
|
|
71
|
EPG Wealth Management
Atlanta,
Georgia
|
–
|
-$5K
|
-177
|
Closed
|
|
|
72
|
Geneos Wealth Management
Englewood,
Colorado
|
–
|
-$3K
|
-140
|
Closed
|
|
|
73
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
–
|
-$1K
|
-20
|
Closed
|
|
