IMUC

ImmunoCellular Therapeutics, Ltd.

IMUC

Delisted

IMUC was delisted on the 16th of October, 2018.

42 hedge funds and large institutions have $4.51M invested in ImmunoCellular Therapeutics, Ltd. in 2014 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+16.67%

% of All Funds

1.21%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

$121K

Puts

$139K

Net Calls

-$18K

Net Calls Change

-$45K

Top Buyers

1	CC 1 Callan Capital La Jolla, California	$441K
2	2 California Public Employees Retirement System Sacramento, California	$234K
3	3 Morgan Stanley New York	$166K
4	4 Deutsche Bank Frankfurt Am Main Ge, Germany	$170K
5	5 Citigroup New York	$35K

Top Sellers

1	DCM 1 DAFNA Capital Management Los Angeles, California	$0
2	2 Susquehanna International Group Bala Cynwyd, Pennsylvania	$145K
3	VKH 3 Virtu KCG Holdings New York	$98K
4	U 4 UBS Zurich, Switzerland	$1K
5	GC 5 Guggenheim Capital Chicago, Illinois	$25K

#	Name	Holding	Trade Value	Shares Change	Shares Change %
26	26 Barclays London, United Kingdom	$17K	–	–	–
27	GF 27 Gerstein Fisher New York	$15K	–	–	–
28	GCP 28 GSA Capital Partners London, United Kingdom	$15K	+$15K	+338	New
29	29 Luther King Capital Management (LKCM) Fort Worth, Texas	$11K	–	–	–
30	OC 30 Oppenheimer & Co New York	$11K	–	–	–
31	CCM 31 Compton Capital Management Providence, Rhode Island	$11K	–	–	–
32	BIM 32 BlackRock Investment Management Wilmington, Delaware	$10K	+$10K	+226	New
33	BRWM 33 B. Riley Wealth Management Memphis, Tennessee	$8K	–	–	–
34	TDC 34 Thompson Davis & Co Richmond, Virginia	$7K	+$7K	+150	New
35	35 Wells Fargo San Francisco, California	$4K	–	–	–
36	36 Bank of America Charlotte, North Carolina	$4K	+$4K	+100	New
37	37 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$2K	–	–	–
38	TRCT 38 Tower Research Capital (TRC) New York	$2K	+$2K	+50	New
39	U 39 UBS Zurich, Switzerland	$1K	-$9.68K	-242	-91%
40	40 Ameriprise Minneapolis, Minnesota	$1K	–	–	–
41	LTFS 41 Ladenburg Thalmann Financial Services Miami, Florida	$1K	–	–	–
42	42 Royal Bank of Canada Toronto, Ontario, Canada	$1K	+$1K	+13	New
43	DCM 43 DAFNA Capital Management Los Angeles, California	–	-$691K	-14,167	Closed
44	44 AllianceBernstein Nashville, Tennessee	–	-$1K	-11	Closed

ImmunoCellular Therapeutics, Ltd. IMUC

Top Buyers

Top Sellers

ImmunoCellular Therapeutics, Ltd.

IMUC