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Name Holding Trade Value Shares
Change
Change in
Stake
DCM
151
Delpha Capital Management
New York
$7K +$7.07K +300 New
SWP
152
Stratos Wealth Partners
Ohio
$4K +$4.57K +194 New
RFC
153
Regions Financial Corp
Alabama
$3K +$3.46K +147 New
TRCT
154
Tower Research Capital (TRC)
New York
$2K -$160K -6,785 -99%
AssetMark Inc
155
AssetMark Inc
California
$2K
Carson Wealth (CWM LLC)
156
Carson Wealth (CWM LLC)
Nebraska
$2K
First Manhattan
157
First Manhattan
New York
$2K
PA
158
Parallel Advisors
California
$2K
SSB
159
Sandy Spring Bank
Maryland
$2K
CAPTRUST Financial Advisors
160
CAPTRUST Financial Advisors
North Carolina
$2K +$2.35K +100 New
AF
161
Allworth Financial
California
$1K
CIM
162
Contravisory Investment Management
Massachusetts
$1K
FWM
163
Focused Wealth Management
New York
$1K
GWM
164
Geneos Wealth Management
Colorado
$1K
STA
165
Summit Trail Advisors
New York
$1K +$872 +37 New
CIBC Private Wealth Group
166
CIBC Private Wealth Group
Georgia
$1K +$942 +40 New
RHJA
167
Rice Hall James & Associates
California
-$13.5M -596,601 Closed
FTCM
168
First Trust Capital Management
Illinois
-$10.7M -471,097 Closed
MWNA
169
Marshall Wace North America
New York
-$7.46M -324,375 Closed
NC
170
Nokomis Capital
Texas
-$6.74M -297,489 Closed
Two Sigma Investments
171
Two Sigma Investments
New York
-$5.9M -260,672 Closed
VCM
172
Voce Capital Management
California
-$1.4M -61,821 Closed
RJA
173
Raymond James & Associates
Florida
-$1.04M -45,862 Closed
NFA
174
Nationwide Fund Advisors
Ohio
-$694K -30,620 Closed
MS
175
Maven Securities
Jersey
-$572K -25,325 Closed