|
101
|
|
$16K
|
-$1.76K
|
-166
|
-11%
|
|
|
102
|
|
$16K
|
–
|
–
|
–
|
|
|
103
|
US Bancorp
Minneapolis,
Minnesota
|
$15K
|
-$109K
|
-10,325
|
-89%
|
|
|
104
|
UBS Group
Zurich,
Switzerland
|
$15K
|
-$21.7K
|
-2,047
|
-61%
|
|
|
105
|
Barclays
London,
United Kingdom
|
$8K
|
-$4.39K
|
-415
|
-35%
|
|
|
106
|
|
$6K
|
-$186K
|
-17,603
|
-97%
|
|
|
107
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$6K
|
-$39.4K
|
-3,726
|
-88%
|
|
|
108
|
|
$6K
|
+$5.29K
|
+500
|
New
|
|
|
109
|
Tower Research Capital (TRC)
New York
|
$4K
|
-$43.6K
|
-4,120
|
-93%
|
|
|
110
|
Independent Portfolio Consultants
Boca Raton,
Florida
|
$3K
|
–
|
–
|
–
|
|
|
111
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$3K
|
–
|
–
|
–
|
|
|
112
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$3K
|
+$1.33K
|
+126
|
+84%
|
|
|
113
|
USA Mutuals Advisors
Dallas,
Texas
|
$3K
|
+$2.81K
|
+265
|
New
|
|
|
114
|
|
–
|
-$13M
|
-1,257,721
|
Closed
|
|
|
115
|
THB Asset Management
Norwalk,
Connecticut
|
–
|
-$12.2M
|
-1,178,837
|
Closed
|
|
|
116
|
Baillie Gifford & Co
Edinburgh,
United Kingdom
|
–
|
-$4.12M
|
-398,444
|
Closed
|
|
|
117
|
Putnam Investments
Boston,
Massachusetts
|
–
|
-$1.5M
|
-145,063
|
Closed
|
|
|
118
|
Bardin Hill Management Partners
New York
|
–
|
-$1.37M
|
-132,700
|
Closed
|
|
|
119
|
Hatteras Investment Partners
Raleigh,
North Carolina
|
–
|
-$909K
|
-85,900
|
Closed
|
|
|
120
|
Weiss Multi-Strategy Advisers
New York
|
–
|
-$517K
|
-50,000
|
Closed
|
|
|
121
|
Trellus Management Company
Delray Beach,
Florida
|
–
|
-$256K
|
-24,714
|
Closed
|
|
|
122
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$213K
|
-20,597
|
Closed
|
|
|
123
|
Piper Sandler & Co
Minneapolis,
Minnesota
|
–
|
-$181K
|
-17,500
|
Closed
|
|
|
124
|
Boothbay Fund Management
New York
|
–
|
-$149K
|
-14,369
|
Closed
|
|
|
125
|
Russell Frank Company
Seattle,
Washington
|
–
|
-$65K
|
-6,263
|
Closed
|
|
