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iShares S&P Small-Cap 600 Growth ETF

194 hedge funds and large institutions have $1.4B invested in iShares S&P Small-Cap 600 Growth ETF in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 80 increasing their positions, 56 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 10

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

56% more call options, than puts

Call options by funds: $19.4M | Put options by funds: $12.5M

46% more capital invested

Capital invested by funds: $958M → $1.4B (+$442M)

43% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 56

8% more funds holding

Funds holding: 180194 (+14)

6.61% more ownership

Funds ownership: 97.39%104.01% (+6.6%)

Holders
194
Holders Change
+14
Holders Change %
+7.78%
% of All Funds
6.29%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.26%
New
26
Increased
80
Reduced
56
Closed
10
Calls
$19.4M
Puts
$12.5M
Net Calls
+$6.97M
Net Calls Change
+$4.48M
Name Holding Trade Value Shares
Change
Change in
Stake
JMPWA
26
JP Morgan Private Wealth Advisors
California
$9.24M -$768K -14,712 -8%
Goldman Sachs
27
Goldman Sachs
New York
$9.22M +$8.62M +165,252 +3,318%
DY
28
Dowling & Yahnke
California
$9.05M -$326K -6,250 -4%
JP Morgan Chase
29
JP Morgan Chase
New York
$9.03M +$680K +13,022 +8%
NPC
30
National Planning Corporation
California
$8.97M +$7.22M +138,312 +547%
KeyBank National Association
31
KeyBank National Association
Ohio
$8.92M +$51.8K +992 +0.6%
TNBTD
32
Trustmark National Bank Trust Department
Mississippi
$8.71M
Franklin Resources
33
Franklin Resources
California
$8.68M +$17.7K +340 +0.2%
BTS
34
BB&T Securities
Virginia
$8.3M +$800K +15,326 New
IFS
35
Ifrah Financial Services
Arkansas
$8.29M +$7.99M +153,108 New
FMC
36
First Merchants Corp
Indiana
$8.26M +$606K +11,612 +8%
CNB
37
City National Bank
California
$7.3M +$668K +12,802 +10%
MG
38
Mather Group
Illinois
$7.01M +$437K +8,370 +7%
FAAS
39
First Allied Advisory Services
California
$6.69M +$465K +8,920 +8%
DC
40
Davenport & Co
Virginia
$6.66M +$6.42M +123,000 New
Truist Financial
41
Truist Financial
North Carolina
$6.54M -$66.2K -1,268 -1%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$6.44M +$4.07M +77,912 +190%
SFI
43
SPC Financial Inc
Maryland
$6.03M -$170K -3,260 -3%
Bank of New York Mellon
44
Bank of New York Mellon
New York
$5.66M +$47.5K +910 +0.9%
TU
45
TDAM USA
Ontario, Canada
$5.3M +$5.11M +97,858 New
1IA
46
1834 Investment Advisors
Wisconsin
$5.25M -$55.9K -1,072 -1%
BPB
47
Badgley, Phelps & Bell
Washington
$4.71M -$531K -10,170 -10%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$4.47M +$671K +12,860 +18%
DCM
49
Donaldson Capital Management
Indiana
$4.28M +$290K +5,550 +8%
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$4.11M -$47.2K -904 -1%