|
1976
|
Freedom Wealth Alliance
Brookfield,
Wisconsin
|
–
|
-$143K
|
-2,950
|
Closed
|
|
|
1977
|
DZ Bank
Frankfurt Am Main,
Germany
|
–
|
-$133K
|
-2,755
|
Closed
|
|
|
1978
|
Qube Research & Technologies (QRT)
London,
United Kingdom
|
–
|
-$106K
|
-2,190
|
Closed
|
|
|
1979
|
Industrial Alliance Investment Management
Quebec,
Quebec, Canada
|
–
|
-$72K
|
-1,490
|
Closed
|
|
|
1980
|
Retirement Financial Solutions
Knoxville,
Tennessee
|
–
|
-$54.4K
|
-1,125
|
Closed
|
|
|
1981
|
J. Arnold Wealth Management
Youngstown,
Ohio
|
–
|
-$28.1K
|
-580
|
Closed
|
|
|
1982
|
EWG Elevate
Roseville,
California
|
–
|
-$24.4K
|
-505
|
Closed
|
|
|
1983
|
Logan Capital Management
Newtown Square,
Pennsylvania
|
–
|
-$16K
|
-330
|
Closed
|
|
|
1984
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
–
|
-$13K
|
-250
|
Closed
|
|
|
1985
|
Headlands Technologies
Chicago,
Illinois
|
–
|
-$11K
|
-225
|
Closed
|
|
|
1986
|
Fortis Advisors
Wayne,
Pennsylvania
|
–
|
-$10.4K
|
-215
|
Closed
|
|
|
1987
|
WR Wealth Planners
Columbia,
Missouri
|
–
|
-$9.68K
|
-200
|
Closed
|
|
|
1988
|
Destiny Wealth Partners
Tavares,
Florida
|
–
|
-$8.95K
|
-185
|
Closed
|
|
|
1989
|
Compagnie Lombard Odier SCmA
1204 Geneva,
Switzerland
|
–
|
-$7K
|
-135
|
Closed
|
|
|
1990
|
Howe & Rusling
Rochester,
New York
|
–
|
-$6.05K
|
-125
|
Closed
|
|
|
1991
|
Quantbot Technologies
New York
|
–
|
-$4.84K
|
-100
|
Closed
|
|
|
1992
|
Benjamin Edwards Inc
Clayton,
Missouri
|
–
|
-$4K
|
-90
|
Closed
|
|
|
1993
|
Leelyn Smith
Geneva,
Illinois
|
–
|
-$4.35K
|
-90
|
Closed
|
|
|
1994
|
Kozak & Associates
Highlands Ranch,
Colorado
|
–
|
-$2K
|
-45
|
Closed
|
|
|
1995
|
MinichMacGregor Wealth Management
Saratoga Springs,
New York
|
–
|
-$1.45K
|
-30
|
Closed
|
|
|
1996
|
Kraematon Investment Advisors
Braintree,
Massachusetts
|
–
|
-$605
|
-15
|
Closed
|
|
|
1997
|
Win Advisors
Palm Beach Gardens,
Florida
|
–
|
-$726
|
-15
|
Closed
|
|
|
1998
|
SYM Financial Corp
Winona Lake,
Indiana
|
–
|
-$242
|
-5
|
Closed
|
|
