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i3 Verticals
IIIV

137 hedge funds and large institutions have $450M invested in i3 Verticals in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 50 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

1% more funds holding

Funds holding: 135 → 137 (+2)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.03% less ownership

Funds ownership: 91.6% → 91.58% (-0.03%)

7% less capital invested

Capital invested by funds: $486M → $450M (-$36.1M)

14% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 50

74% less call options, than puts

Call options by funds: $173K | Put options by funds: $653K

Holders
137
Holders Change
+2
Holders Change %
+1.48%
% of All Funds
2.17%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
43
Reduced
50
Closed
12
Calls
$173K
Puts
$653K
Net Calls
-$480K
Net Calls Change
-$592K

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$8.99M
2
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$7.45M
3
VC
Voss Capital
Texas
+$5.84M
4
2C
272 Capital
Texas
+$2.73M
5
Millennium Management
Millennium Management
New York
+$2.45M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$6.58M
2
Neuberger Berman Group
Neuberger Berman Group
New York
-$5.06M
3
PCM
Portolan Capital Management
Massachusetts
-$4.99M
4
Allspring Global Investments
Allspring Global Investments
North Carolina
-$3.41M
5
MIM
Meros Investment Management
Texas
-$2.85M
Name Holding Trade Value Shares
Change 		Change in
Stake
MLICM
126
Metropolitan Life Insurance Company (MetLife)
New York
$27.9K – – –
HNB
127
Huntington National Bank
Ohio
$27.8K -$1.53K -66 -5%
NS
128
NBC Securities
Alabama
$17K +$19.5K +842 New
Qube Research & Technologies (QRT)
129
Qube Research & Technologies (QRT)
United Kingdom
$15.3K +$16.8K +724 New
OA
130
Operose Advisors
Wisconsin
$13.1K +$14.3K +618 New
Simplex Trading
131
Simplex Trading
Illinois
$12K +$4.44K +192 +51%
UB
132
UMB Bank
Missouri
$9.98K – – –
S
133
SignatureFD
Georgia
$2.07K – – –
Citigroup
134
Citigroup
New York
$1.44K -$167K -7,225 -99%
FHA
135
First Horizon Advisors
Tennessee
$1.14K -$1.55K -67 -55%
CAM
136
ClariVest Asset Management
California
$1K – – –
Nisa Investment Advisors
137
Nisa Investment Advisors
Missouri
$571 – – –
Neuberger Berman Group
138
Neuberger Berman Group
New York
– -$5.06M -221,134 Closed
DCM
139
Driehaus Capital Management
Illinois
– -$2.48M -108,642 Closed
ECA
140
Endeavour Capital Advisors
Connecticut
– -$485K -21,205 Closed
TA
141
Tiedemann Advisors
New York
– -$429K -18,750 Closed
PTC
142
Petrus Trust Company
Texas
– -$319K -13,965 Closed
Manulife (Manufacturers Life Insurance)
143
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$208K -9,120 Closed
Lazard Asset Management
144
Lazard Asset Management
New York
– -$112K -4,938 Closed
QT
145
Quantbot Technologies
New York
– -$79K -3,454 Closed
ACM
146
Aquatic Capital Management
Illinois
– -$39K -1,700 Closed
Northwestern Mutual Wealth Management
147
Northwestern Mutual Wealth Management
Wisconsin
– -$15.3K -670 Closed
WTG
148
West Tower Group
Virginia
– -$2.13K -93 Closed
RCM
149
Raleigh Capital Management
North Carolina
– -$22 -1 Closed
2 3 4 5
6

IIIV Hedge Fund Activity: Q3 2023 in Review

137 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in i3 Verticals (IIIV) for Q3 2023, worth a combined $450M — down 7.4% from $486M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new IIIV positions and 12 closed out — a net gain of 2 holders — while 43 added to existing stakes and 50 trimmed.

The largest buyer was Ameriprise, adding an estimated $8.99M. The largest seller was Wellington Management Group, cutting an estimated $6.58M.

  • 137 institutional investors held i3 Verticals (IIIV) as of Q3 2023, up from 135 in Q2 2023.
  • Funds reported $450M of i3 Verticals stock for Q3 2023, down 7.4% quarter-over-quarter.
  • 14 funds opened new i3 Verticals positions in Q3 2023 and 12 closed out, a net change of +2 holders.
  • The largest i3 Verticals buyer in Q3 2023 was Ameriprise, an estimated $8.99M added.
  • The largest i3 Verticals seller in Q3 2023 was Wellington Management Group, an estimated $6.58M sold.

Based on aggregated 13F filings for Q3 2023.