We are live on ! Find out more
IIIV icon

i3 Verticals
IIIV

137 hedge funds and large institutions have $450M invested in i3 Verticals in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 50 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

1% more funds holding

Funds holding: 135 → 137 (+2)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.03% less ownership

Funds ownership: 91.6% → 91.58% (-0.03%)

7% less capital invested

Capital invested by funds: $486M → $450M (-$36.1M)

14% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 50

74% less call options, than puts

Call options by funds: $173K | Put options by funds: $653K

Holders
137
Holders Change
+2
Holders Change %
+1.48%
% of All Funds
2.17%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
43
Reduced
50
Closed
12
Calls
$173K
Puts
$653K
Net Calls
-$480K
Net Calls Change
-$592K

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$8.99M
2
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$7.45M
3
VC
Voss Capital
Texas
+$5.84M
4
2C
272 Capital
Texas
+$2.73M
5
Millennium Management
Millennium Management
New York
+$2.45M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$6.58M
2
Neuberger Berman Group
Neuberger Berman Group
New York
-$5.06M
3
PCM
Portolan Capital Management
Massachusetts
-$4.99M
4
Allspring Global Investments
Allspring Global Investments
North Carolina
-$3.41M
5
MIM
Meros Investment Management
Texas
-$2.85M
Name Holding Trade Value Shares
Change 		Change in
Stake
MFIM
101
Mesirow Financial Investment Management
Illinois
$257K – – –
OQS
102
Occudo Quantitative Strategies
Florida
$255K +$280K +12,085 New
ECM
103
ExodusPoint Capital Management
New York
$252K -$332K -14,354 -55%
JF
104
Jump Financial
Illinois
$240K -$87.1K -3,763 -25%
AIG
105
American International Group
New York
$238K +$9.28K +401 +4%
MIM
106
MetLife Investment Management
New Jersey
$234K – – –
SOW
107
State of Wyoming
Wyoming
$233K -$63.7K -2,754 -20%
CA
108
CapWealth Advisors
Tennessee
$228K – – –
SI
109
Shaker Investments
Ohio
$219K +$1.11K +48 +0.5%
LIA
110
LBMC Investment Advisors
Tennessee
$213K – – –
Janus Henderson Group
111
Janus Henderson Group
United Kingdom
$206K +$46 +2 +0%
Principal Financial Group
112
Principal Financial Group
Iowa
$200K +$219K +9,463 New
New York State Common Retirement Fund
113
New York State Common Retirement Fund
New York
$190K +$23 +1 +0%
Osaic Holdings
114
Osaic Holdings
Arizona
$182K +$19.5K +842 +11%
Barclays
115
Barclays
United Kingdom
$173K -$14.1K -609 -7%
PNC Financial Services Group
116
PNC Financial Services Group
Pennsylvania
$157K -$22K -950 -11%
SG Americas Securities
117
SG Americas Securities
New York
$125K +$137K +5,926 New
SPIA
118
Steward Partners Investment Advisory
New York
$91.8K -$14K -605 -12%
Mitsubishi UFJ Asset Management
119
Mitsubishi UFJ Asset Management
Japan
$80.8K – – –
Zurich Cantonal Bank
120
Zurich Cantonal Bank
Switzerland
$77.1K – – –
AB
121
Amalgamated Bank
New York
$72K – – –
Comerica Bank
122
Comerica Bank
Texas
$54.3K +$59.4K +2,569 New
AIP
123
Ameritas Investment Partners
Nebraska
$47.3K +$15.9K +687 +44%
SIC
124
Salem Investment Counselors
North Carolina
$41.2K – – –
TRCT
125
Tower Research Capital (TRC)
New York
$38.1K +$16.3K +703 +64%
2 3 4
5
6

IIIV Hedge Fund Activity: Q3 2023 in Review

137 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in i3 Verticals (IIIV) for Q3 2023, worth a combined $450M — down 7.4% from $486M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new IIIV positions and 12 closed out — a net gain of 2 holders — while 43 added to existing stakes and 50 trimmed.

The largest buyer was Ameriprise, adding an estimated $8.99M. The largest seller was Wellington Management Group, cutting an estimated $6.58M.

  • 137 institutional investors held i3 Verticals (IIIV) as of Q3 2023, up from 135 in Q2 2023.
  • Funds reported $450M of i3 Verticals stock for Q3 2023, down 7.4% quarter-over-quarter.
  • 14 funds opened new i3 Verticals positions in Q3 2023 and 12 closed out, a net change of +2 holders.
  • The largest i3 Verticals buyer in Q3 2023 was Ameriprise, an estimated $8.99M added.
  • The largest i3 Verticals seller in Q3 2023 was Wellington Management Group, an estimated $6.58M sold.

Based on aggregated 13F filings for Q3 2023.