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i3 Verticals
IIIV

119 hedge funds and large institutions have $648M invested in i3 Verticals in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 51 increasing their positions, 27 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 27

43% more capital invested

Capital invested by funds: $455M → $648M (+$194M)

3.63% more ownership

Funds ownership: 99.93% → 103.56% (+3.6%)

10% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 21

1% more funds holding

Funds holding: 118 → 119 (+1)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

44% less call options, than puts

Call options by funds: $269K | Put options by funds: $478K

Holders
119
Holders Change
+1
Holders Change %
+0.85%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
23
Increased
51
Reduced
27
Closed
21
Calls
$269K
Puts
$478K
Net Calls
-$209K
Net Calls Change
-$2.82M

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$20.3M
2
HRCM
Hood River Capital Management
Florida
+$12.2M
3
BlackRock
BlackRock
New York
+$8.35M
4
American Century Companies
American Century Companies
Missouri
+$7.04M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$5.8M

Top Sellers

Rank Fund Capital Flow
1
RIM
Ranger Investment Management
Texas
-$19M
2
DCM
Driehaus Capital Management
Illinois
-$8.45M
3
HFA
Harbert Fund Advisors
Alabama
-$7.5M
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$5.17M
5
CM
Castleark Management
Illinois
-$4.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIP
101
Ameritas Investment Partners
Nebraska
$52K +$9.33K +348 +29%
ASN
102
Advisory Services Network
Georgia
$35K – – –
TRCT
103
Tower Research Capital (TRC)
New York
$22K -$402K -15,012 -96%
QCG
104
Quadrant Capital Group
Ohio
$21K +$16.8K +626 New
SBL
105
Sargent Bickham Lagudis
Colorado
$17K – – –
SPIA
106
Steward Partners Investment Advisory
New York
$17K – – –
CL
107
COWA LLC
Oklahoma
$15K +$13.4K +500 New
Osaic Holdings
108
Osaic Holdings
Arizona
$12K +$536 +20 +6%
TFS
109
TrustCore Financial Services
Tennessee
$9K – – –
Simplex Trading
110
Simplex Trading
Illinois
$5K +$4.66K +174 New
GEA
111
Glen Eagle Advisors
New Jersey
$4.81K +$3.89K +145 New
IA
112
IFP Advisors
Florida
$3K – – –
CG
113
Cutler Group
California
$3K +$2.68K +100 New
HPC
114
HM Payson & Co
Maine
$2K +$1.93K +72 New
BCWM
115
Bartlett & Co Wealth Management
Ohio
$1.46K +$1.18K +44 New
Fidelity Investments
116
Fidelity Investments
Massachusetts
$1K +$831 +31 New
BC
117
Bartlett & Co
Ohio
$1K +$1.18K +44 New
AIG
118
American International Group
New York
$358 +$51.8K +1,932 +22%
DCM
119
Driehaus Capital Management
Illinois
– -$8.45M -334,549 Closed
CM
120
Castleark Management
Illinois
– -$4.52M -179,065 Closed
Renaissance Technologies
121
Renaissance Technologies
New York
– -$2.22M -87,900 Closed
CCM
122
CAAS Capital Management
New York
– -$1.79M -71,096 Closed
LCM
123
Laurion Capital Management
New York
– -$1.26M -50,000 Closed
Lord, Abbett & Co
124
Lord, Abbett & Co
New Jersey
– -$1.15M -45,484 Closed
MIM
125
Monashee Investment Management
Massachusetts
– -$884K -35,000 Closed
2 3 4
5
6

IIIV Hedge Fund Activity: Q4 2020 in Review

119 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in i3 Verticals (IIIV) for Q4 2020, worth a combined $648M — up 43% from $455M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new IIIV positions and 21 closed out — a net gain of 2 holders — while 51 added to existing stakes and 27 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $20.3M. The largest seller was Ranger Investment Management, cutting an estimated $19M.

  • 119 institutional investors held i3 Verticals (IIIV) as of Q4 2020, up from 118 in Q3 2020.
  • Funds reported $648M of i3 Verticals stock for Q4 2020, up 43% quarter-over-quarter.
  • 23 funds opened new i3 Verticals positions in Q4 2020 and 21 closed out, a net change of +2 holders.
  • The largest i3 Verticals buyer in Q4 2020 was JP Morgan Chase, an estimated $20.3M added.
  • The largest i3 Verticals seller in Q4 2020 was Ranger Investment Management, an estimated $19M sold.

Based on aggregated 13F filings for Q4 2020.