IIIV icon

i3 Verticals
IIIV

Overview Fund Activity

70 hedge funds and large institutions have $152M invested in i3 Verticals in 2018 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+20
Holders Change %
+40%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
38
Increased
18
Reduced
10
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$21.2M
2
BlackRock
2
BlackRock
New York
$13.4M
3
NC
3
Nicholas Company
Wisconsin
$6.33M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.07M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$4.99M

Top Sellers

1
Franklin Resources
1
Franklin Resources
California
$12.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$283K
3
Millennium Management
3
Millennium Management
New York
$953K
4
Alyeska Investment Group
4
Alyeska Investment Group
Illinois
$2.3M
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TDC
51
Thompson Davis & Co
Virginia
$100K +$62.1K +2,700 +164%
CSS
52
Cubist Systematic Strategies
Connecticut
$88K +$88K +3,833 New
UBS Group
53
UBS Group
Switzerland
$86K +$45.4K +1,968 +112%
Barclays
54
Barclays
United Kingdom
$66K +$66K +2,889 New
TFS
55
TrustCore Financial Services
Tennessee
$59K +$56.3K +2,435 +2,117%
Citigroup
56
Citigroup
New York
$50K +$50K +2,158 New
SO
57
STRS Ohio
Ohio
$50K +$50K +2,200 New
JPMorgan Chase & Co
58
JPMorgan Chase & Co
New York
$41K +$41K +1,788 New
Wells Fargo
59
Wells Fargo
California
$34K +$34K +1,501 New
OSAM
60
O'Shaughnessy Asset Management
Connecticut
$33K +$33K +1,422 New
Legal & General Group
61
Legal & General Group
United Kingdom
$27K +$27K +1,177 New
ASN
62
Advisory Services Network
Georgia
$18K +$18K +775 New
AIP
63
Ameritas Investment Partners
Nebraska
$15K +$15K +636 New
IA
64
IFP Advisors
Florida
$11K – – –
CCA
65
Catalyst Capital Advisors
New York
$10K – – –
Royal Bank of Canada
66
Royal Bank of Canada
Ontario, Canada
$8K +$8K +330 New
MAM
67
Meeder Asset Management
Ohio
$6K +$6K +254 New
AIM
68
Advantage Investment Management
Iowa
$1K +$1K +25 New
TRCT
69
Tower Research Capital (TRC)
New York
$1K +$1K +51 New
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$1K +$1K +53 New
Neuberger Berman Group
71
Neuberger Berman Group
New York
– -$3.04M -200,000 Closed
HRCM
72
Hood River Capital Management
Florida
– -$2.36M -154,836 Closed
SSA
73
Schonfeld Strategic Advisors
New York
– -$2.28M -149,600 Closed
PCM
74
Penn Capital Management
Pennsylvania
– -$1.6M -104,961 Closed
RJFSA
75
Raymond James Financial Services Advisors
Florida
– -$1.35M -88,684 Closed
1 2
3
4