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i3 Verticals
IIIV

116 hedge funds and large institutions have $601M invested in i3 Verticals in 2021 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 30 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more call options, than puts

Call options by funds: $3.21M | Put options by funds: $1.82M

63% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 30

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

2% more funds holding

Funds holding: 114 → 116 (+2)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less capital invested

Capital invested by funds: $625M → $601M (-$23.7M)

3.98% less ownership

Funds ownership: 94.62% → 90.64% (-4%)

Holders
116
Holders Change
+2
Holders Change %
+1.75%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
49
Reduced
30
Closed
12
Calls
$3.21M
Puts
$1.82M
Net Calls
+$1.39M
Net Calls Change
+$1.03M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$5.7M
2
Millennium Management
Millennium Management
New York
+$5.15M
3
Vanguard Group
Vanguard Group
Pennsylvania
+$3.1M
4
HRCM
Hood River Capital Management
Florida
+$2.71M
5
Wells Fargo
Wells Fargo
California
+$1.65M

Top Sellers

1
EMG
ETF Managers Group
New Jersey
-$9.85M
2
FC
Full18 Capital
Connecticut
-$3.56M
3
Russell Investments Group
Russell Investments Group
United Kingdom
-$3.39M
4
Squarepoint
Squarepoint
New York
-$2.46M
5
FA
Friess Associates
Delaware
-$2.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
EMG
26
ETF Managers Group
New Jersey
$5.66M -$9.85M -310,525 -62%
RIM
27
Ranger Investment Management
Texas
$5.55M -$25.7K -810 -0.4%
Ameriprise
28
Ameriprise
Minnesota
$5.5M -$138K -4,342 -2%
SAM
29
Silvercrest Asset Management
New York
$5.08M +$42.9K +1,352 +0.8%
Bank of New York Mellon
30
Bank of New York Mellon
New York
$3.67M +$85.2K +2,688 +2%
AIA
31
Avalon Investment & Advisory
Texas
$3.35M +$301K +9,496 +9%
TA
32
Teton Advisors
New York
$3.14M – – –
GI
33
GAMCO Investors
Connecticut
$2.77M +$24.8K +782 +0.9%
WB
34
WesBanco Bank
West Virginia
$2.71M – – –
Stifel Financial
35
Stifel Financial
Missouri
$2.49M +$476K +15,000 +22%
HFA
36
Harbert Fund Advisors
Alabama
$2.47M – – –
KCM
37
Kornitzer Capital Management
Kansas
$2.35M +$162K +5,100 +7%
RJA
38
Raymond James & Associates
Florida
$2.3M +$29.1K +918 +1%
Marshall Wace
39
Marshall Wace
United Kingdom
$2.28M -$1.44M -45,423 -38%
N
40
Nuveen
North Carolina
$1.96M -$1.86M -58,613 -47%
PCM
41
Penn Capital Management
Pennsylvania
$1.89M +$791K +24,944 +66%
SCC
42
Second Curve Capital
Pennsylvania
$1.81M – – –
CCA
43
Conestoga Capital Advisors
Pennsylvania
$1.78M +$37.3K +1,175 +2%
RJFSA
44
Raymond James Financial Services Advisors
Florida
$1.65M +$210K +6,617 +14%
Charles Schwab
45
Charles Schwab
California
$1.59M +$184K +5,800 +12%
FA
46
Friess Associates
Delaware
$1.57M -$2.3M -72,415 -58%
TA
47
Tiedemann Advisors
New York
$1.53M – – –
EIM
48
Essex Investment Management
Massachusetts
$1.51M -$196K -6,182 -11%
ECA
49
Endeavour Capital Advisors
Connecticut
$1.48M -$877K -27,645 -36%
Swiss National Bank
50
Swiss National Bank
Switzerland
$1.41M +$1.48M +46,800 New
1
2
3 4 5

IIIV Hedge Fund Activity: Q2 2021 in Review

116 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in i3 Verticals (IIIV) for Q2 2021, worth a combined $601M — down 3.8% from $625M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new IIIV positions and 12 closed out — a net gain of 2 holders — while 49 added to existing stakes and 30 trimmed.

The largest buyer was Bank of America, adding an estimated $5.7M. The largest seller was ETF Managers Group, cutting an estimated $9.85M.

  • 116 institutional investors held i3 Verticals (IIIV) as of Q2 2021, up from 114 in Q1 2021.
  • Funds reported $601M of i3 Verticals stock for Q2 2021, down 3.8% quarter-over-quarter.
  • 14 funds opened new i3 Verticals positions in Q2 2021 and 12 closed out, a net change of +2 holders.
  • The largest i3 Verticals buyer in Q2 2021 was Bank of America, an estimated $5.7M added.
  • The largest i3 Verticals seller in Q2 2021 was ETF Managers Group, an estimated $9.85M sold.

Based on aggregated 13F filings for Q2 2021.