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i3 Verticals
IIIV

119 hedge funds and large institutions have $648M invested in i3 Verticals in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 51 increasing their positions, 27 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 27

43% more capital invested

Capital invested by funds: $455M → $648M (+$194M)

3.63% more ownership

Funds ownership: 99.93% → 103.56% (+3.6%)

10% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 21

1% more funds holding

Funds holding: 118 → 119 (+1)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

44% less call options, than puts

Call options by funds: $269K | Put options by funds: $478K

Holders
119
Holders Change
+1
Holders Change %
+0.85%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
23
Increased
51
Reduced
27
Closed
21
Calls
$269K
Puts
$478K
Net Calls
-$209K
Net Calls Change
-$2.82M

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$20.3M
2
HRCM
Hood River Capital Management
Florida
+$12.2M
3
BlackRock
BlackRock
New York
+$8.35M
4
American Century Companies
American Century Companies
Missouri
+$7.04M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$5.8M

Top Sellers

Rank Fund Capital Flow
1
RIM
Ranger Investment Management
Texas
-$19M
2
DCM
Driehaus Capital Management
Illinois
-$8.45M
3
HFA
Harbert Fund Advisors
Alabama
-$7.5M
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$5.17M
5
CM
Castleark Management
Illinois
-$4.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
RIM
26
Ranger Investment Management
Texas
$6.19M -$19M -710,609 -79%
EMG
27
ETF Managers Group
New Jersey
$5.77M +$801K +29,879 +21%
Marshall Wace
28
Marshall Wace
United Kingdom
$5.57M +$684K +25,531 +18%
Ameriprise
29
Ameriprise
Minnesota
$5.48M +$886K +33,069 +25%
Squarepoint
30
Squarepoint
New York
$4.64M +$2.76M +103,103 +282%
Dimensional Fund Advisors
31
Dimensional Fund Advisors
Texas
$4.54M +$155K +5,777 +4%
CTA
32
Carillon Tower Advisers
Florida
$4.16M -$163K -6,100 -5%
N
33
Nuveen
North Carolina
$4.05M +$1.73M +64,534 +112%
Arrowstreet Capital
34
Arrowstreet Capital
Massachusetts
$4.02M -$691K -25,793 -18%
FC
35
Full18 Capital
Connecticut
$3.73M +$3.01M +112,381 New
Bank of New York Mellon
36
Bank of New York Mellon
New York
$3.58M -$5.17M -193,011 -64%
TA
37
Teton Advisors
New York
$3.45M – – –
CAM
38
ClariVest Asset Management
California
$3.42M -$951K -35,494 -26%
AIA
39
Avalon Investment & Advisory
Texas
$3.24M -$20.7K -774 -0.8%
GI
40
GAMCO Investors
Connecticut
$3.04M +$613K +22,865 +33%
ECA
41
Endeavour Capital Advisors
Connecticut
$2.86M +$1.8M +67,279 +355%
KCM
42
Kornitzer Capital Management
Kansas
$2.42M +$402K +15,000 +26%
Stifel Financial
43
Stifel Financial
Missouri
$2.15M +$23.6K +882 +1%
Assenagon Asset Management
44
Assenagon Asset Management
Luxembourg
$2.12M +$1.71M +63,810 New
RJA
45
Raymond James & Associates
Florida
$2.11M +$1.03M +38,344 +153%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
46
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$1.83M +$807K +30,100 +121%
Bank of America
47
Bank of America
North Carolina
$1.77M +$629K +23,464 +78%
TA
48
Tiedemann Advisors
New York
$1.68M +$1.35M +50,513 New
Two Sigma Advisers
49
Two Sigma Advisers
New York
$1.65M +$748K +27,900 +128%
Charles Schwab
50
Charles Schwab
California
$1.53M +$260K +9,712 +27%
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IIIV Hedge Fund Activity: Q4 2020 in Review

119 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in i3 Verticals (IIIV) for Q4 2020, worth a combined $648M — up 43% from $455M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new IIIV positions and 21 closed out — a net gain of 2 holders — while 51 added to existing stakes and 27 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $20.3M. The largest seller was Ranger Investment Management, cutting an estimated $19M.

  • 119 institutional investors held i3 Verticals (IIIV) as of Q4 2020, up from 118 in Q3 2020.
  • Funds reported $648M of i3 Verticals stock for Q4 2020, up 43% quarter-over-quarter.
  • 23 funds opened new i3 Verticals positions in Q4 2020 and 21 closed out, a net change of +2 holders.
  • The largest i3 Verticals buyer in Q4 2020 was JP Morgan Chase, an estimated $20.3M added.
  • The largest i3 Verticals seller in Q4 2020 was Ranger Investment Management, an estimated $19M sold.

Based on aggregated 13F filings for Q4 2020.