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IIF

Morgan Stanley India Investment Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$271K +$288K +8,905 New
GAM
27
Gould Asset Management
California
$254K +$18.9K +585 +8%
SIA
28
SeaBridge Investment Advisors
New Jersey
$218K
Wells Fargo
29
Wells Fargo
California
$217K -$82.1K -2,538 -26%
AA
30
Ancora Advisors
Ohio
$210K
AG
31
Advisor Group
Arizona
$201K -$73.1K -2,260 -25%
TJHA
32
Thomas J. Herzfeld Advisors
Florida
$112K
CIM
33
Contravisory Investment Management
Massachusetts
$109K +$22.9K +707 +25%
TRCT
34
Tower Research Capital (TRC)
New York
$88K +$80.5K +2,490 +635%
WAM
35
Wealthspire Advisors (Maryland)
Maryland
$64K
GWM
36
Geneos Wealth Management
Colorado
$60K +$64.7K +2,000 New
CLOS
37
Compagnie Lombard Odier SCmA
Switzerland
$30K
AC
38
Avestar Capital
New York
$21K
CAC
39
Certified Advisory Corp
Florida
$20K +$21.5K +666 New
SWM
40
SeaCrest Wealth Management
New York
$19K
KTC
41
Kistler-Tiffany Companies
Pennsylvania
$15K
Deutsche Bank
42
Deutsche Bank
Germany
$12K
Citigroup
43
Citigroup
New York
$10K
FDCDDQ
44
Federation des caisses Desjardins du Quebec
Quebec, Canada
$9.11K
CFN
45
Cordasco Financial Network
Florida
$3K
GFM
46
Gramercy Funds Management
Connecticut
-$3.11M -93,744 Closed
Walleye Trading
47
Walleye Trading
New York
-$252K -7,600 Closed
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
-$8K -235 Closed
US Bancorp
49
US Bancorp
Minnesota
-$1K -17 Closed