|
101
|
Allworth Financial
Folsom,
California
|
$5K
|
–
|
–
|
–
|
|
|
102
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$1K
|
–
|
–
|
–
|
|
|
103
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
104
|
RiverFront Investment Group
Richmond,
Virginia
|
–
|
-$57.3M
|
-1,939,085
|
Closed
|
|
|
105
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$5.22M
|
-176,550
|
Closed
|
|
|
106
|
BB&T Securities
Richmond,
Virginia
|
–
|
-$4.69M
|
-158,695
|
Closed
|
|
|
107
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$4.64M
|
-157,055
|
Closed
|
|
|
108
|
Glassman Wealth Services
Vienna,
Virginia
|
–
|
-$1.09M
|
-37,000
|
Closed
|
|
|
109
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$423K
|
-14,375
|
Closed
|
|
|
110
|
Xponance
Philadelphia,
Pennsylvania
|
–
|
-$423K
|
-14,335
|
Closed
|
|
|
111
|
Atria Investments
Charlotte,
North Carolina
|
–
|
-$388K
|
-13,120
|
Closed
|
|
|
112
|
Northern Trust
Chicago,
Illinois
|
–
|
-$242K
|
-8,200
|
Closed
|
|
|
113
|
Greenwich Wealth Management
Greenwich,
Connecticut
|
–
|
-$201K
|
-6,790
|
Closed
|
|
|
114
|
Crow Point Partners
Boston,
Massachusetts
|
–
|
-$174K
|
-5,925
|
Closed
|
|
|
115
|
Steward Partners Investment Advisory
New York
|
–
|
-$130K
|
-4,405
|
Closed
|
|
|
116
|
BB&T Investment Services
Charlotte,
North Carolina
|
–
|
-$81K
|
-2,745
|
Closed
|
|
|
117
|
Hefty Wealth Partners
Auburn,
Indiana
|
–
|
-$58K
|
-1,965
|
Closed
|
|
|
118
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$39K
|
-1,335
|
Closed
|
|
|
119
|
Risk Paradigm Group
Austin,
Texas
|
–
|
-$19.2K
|
-650
|
Closed
|
|
|
120
|
Advocacy Wealth Management Services
Atlanta,
Georgia
|
–
|
-$13K
|
-435
|
Closed
|
|
|
121
|
Hudock Inc
Williamsport,
Pennsylvania
|
–
|
-$12K
|
-410
|
Closed
|
|
|
122
|
BOK Financial
Tulsa,
Oklahoma
|
–
|
-$8K
|
-265
|
Closed
|
|
|
123
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
-$7K
|
-250
|
Closed
|
|
|
124
|
|
–
|
-$5K
|
-190
|
Closed
|
|
|
125
|
Simon Quick Advisors
Morristown,
New Jersey
|
–
|
-$3K
|
-105
|
Closed
|
|
