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iShares Expanded Tech-Software Sector ETF

Name Holding Trade Value Shares
Change
Change in
Stake
OC
401
Optimas Capital
Hong Kong
– -$959K -18,750 Closed
CAP
402
Columbia Advisory Partners
Washington
– -$910K -17,785 Closed
IWA
403
IBEX Wealth Advisors
New Jersey
– -$809K -15,805 Closed
UAS
404
United Asset Strategies
New York
– -$764K -14,940 Closed
TSS
405
Two Sigma Securities
New York
– -$730K -14,265 Closed
BFG
406
Baron Financial Group
New Jersey
– -$542K -10,600 Closed
GPCM
407
Granite Point Capital Management
Massachusetts
– -$512K -10,000 Closed
PP
408
Prudential plc
United Kingdom
– -$501K -9,800 Closed
IWC
409
Integrated Wealth Concepts
Massachusetts
– -$419K -8,185 Closed
B
410
Bailard
California
– -$415K -8,105 Closed
SG Americas Securities
411
SG Americas Securities
New York
– -$365K -7,130 Closed
RCA
412
Ranch Capital Advisors
Florida
– -$320K -6,245 Closed
Neuberger Berman Group
413
Neuberger Berman Group
New York
– -$264K -5,160 Closed
CIA
414
Capital Investment Advisors
Georgia
– -$259K -5,055 Closed
FFP
415
FourThought Financial Partners
Florida
– -$227K -4,445 Closed
MCC
416
Money Concepts Capital
Florida
– -$226K -4,420 Closed
OWA
417
Outlook Wealth Advisors
Texas
– -$218K -4,265 Closed
SC
418
Shearwater Capital
Colorado
– -$214K -4,175 Closed
FFA
419
First Foundation Advisors
California
– -$209K -4,080 Closed
SVWAG
420
Sound View Wealth Advisors Group
Georgia
– -$319K -3,935 Closed
BCV
421
Banque Cantonale Vaudoise
Switzerland
– -$189K -3,695 Closed
PIMG
422
Patriot Investment Management Group
Tennessee
– -$140K -2,475 Closed
AWM
423
Angeles Wealth Management
California
– -$114K -2,230 Closed
USCWA
424
U.S. Capital Wealth Advisors
Texas
– -$67.5K -1,320 Closed
RIA
425
Realta Investment Advisors
Delaware
– -$60.4K -1,180 Closed