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iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB

Name Holding Trade Value Shares
Change 		Change in
Stake
SI
401
Stephens Inc
Arkansas
– -$20.3M -384,212 Closed
SSWM
402
Sheets Smith Wealth Management
North Carolina
– -$15.1M -285,598 Closed
FF
403
Friedenthal Financial
New Jersey
– -$7.69M -145,754 Closed
CTA
404
Chesley Taft & Associates
Illinois
– -$6.15M -116,602 Closed
IG
405
ING Group
Netherlands
– -$3.86M -73,200 Closed
AP
406
Advisors Preferred
Maryland
– -$3.33M -63,246 Closed
NCM
407
Novare Capital Management
North Carolina
– -$1.78M -33,680 Closed
Nomura Holdings
408
Nomura Holdings
Japan
– -$991K -18,806 Closed
MHS
409
M Holdings Securities
Oregon
– -$818K -15,508 Closed
SSG
410
Summit Securities Group
New York
– -$756K -14,340 Closed
IC
411
Iconiq Capital
California
– -$706K -13,384 Closed
RBCM
412
Raub Brock Capital Management
California
– -$567K -10,750 Closed
UAS
413
United Asset Strategies
New York
– -$424K -8,038 Closed
GG
414
Gofen & Glossberg
Illinois
– -$410K -7,784 Closed
SFG
415
Sage Financial Group
Pennsylvania
– -$327K -6,202 Closed
CIBC World Market
416
CIBC World Market
Ontario, Canada
– -$311K -5,894 Closed
NFG
417
Nadler Financial Group
Illinois
– -$302K -5,720 Closed
Schroder Investment Management Group
418
Schroder Investment Management Group
United Kingdom
– -$267K -5,062 Closed
CCM
419
Chilton Capital Management
Texas
– -$229K -4,350 Closed
VC
420
Vicus Capital
Pennsylvania
– -$201K -3,810 Closed
Carson Wealth (CWM LLC)
421
Carson Wealth (CWM LLC)
Nebraska
– -$136K -2,592 Closed
RIA
422
Regal Investment Advisors
Michigan
– -$38K -722 Closed
JFGIW
423
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– -$32K -600 Closed
MAS
424
Madden Advisory Services
Florida
– -$32K -600 Closed
JG
425
Jefferies Group
New York
– -$9K -162 Closed
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17
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