|
401
|
Stonebridge Financial Group (Pennsylvania)
Wormleysburg,
Pennsylvania
|
–
|
-$24.9M
|
-414,555
|
Closed
|
|
|
402
|
L.J. Altfest & Co
New York
|
–
|
-$6.92M
|
-115,075
|
Closed
|
|
|
403
|
Advanced Portfolio Management
New York
|
–
|
-$3.01M
|
-50,000
|
Closed
|
|
|
404
|
Connective Portfolio Management
New York
|
–
|
-$1.4M
|
-23,285
|
Closed
|
|
|
405
|
Retirement Capital Strategies
San Jose,
California
|
–
|
-$795K
|
-13,209
|
Closed
|
|
|
406
|
RTD Financial Advisors
Philadelphia,
Pennsylvania
|
–
|
-$484K
|
-8,049
|
Closed
|
|
|
407
|
Cresset Asset Management
Chicago,
Illinois
|
–
|
-$326K
|
-5,423
|
Closed
|
|
|
408
|
EP Wealth Advisors
Torrance,
California
|
–
|
-$222K
|
-3,684
|
Closed
|
|
|
409
|
XTX Topco
George Town,
Cayman Islands
|
–
|
-$202K
|
-3,361
|
Closed
|
|
|
410
|
Ascent Group
Virginia Beach,
Virginia
|
–
|
-$202K
|
-3,357
|
Closed
|
|
|
411
|
West Paces Advisors
Atlanta,
Georgia
|
–
|
-$180K
|
-3,000
|
Closed
|
|
|
412
|
SVB Wealth
Boston,
Massachusetts
|
–
|
-$155K
|
-2,579
|
Closed
|
|
|
413
|
True Wealth Design
Akron,
Ohio
|
–
|
-$136K
|
-2,269
|
Closed
|
|
|
414
|
Founders Financial Alliance
Raleigh,
North Carolina
|
–
|
-$122K
|
-2,027
|
Closed
|
|
|
415
|
Stone House Investment Management
Tunkhannock,
Pennsylvania
|
–
|
-$73.4K
|
-1,220
|
Closed
|
|
|
416
|
Continuum Advisory
Eagle,
Idaho
|
–
|
-$40K
|
-665
|
Closed
|
|
|
417
|
Coldstream Capital Management
Bellevue,
Washington
|
–
|
-$27.6K
|
-459
|
Closed
|
|
|
418
|
Hager Investment Management Services
New London,
New Hampshire
|
–
|
-$22.1K
|
-367
|
Closed
|
|
|
419
|
Investors Research Corp
Atlanta,
Georgia
|
–
|
-$9.5K
|
-158
|
Closed
|
|
|
420
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$8.72K
|
-145
|
Closed
|
|
|
421
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$7.22K
|
-120
|
Closed
|
|
|
422
|
NorthRock Partners
Minneapolis,
Minnesota
|
–
|
-$3.97K
|
-66
|
Closed
|
|
|
423
|
Spire Wealth Management
Mclean,
Virginia
|
–
|
-$2.29K
|
-38
|
Closed
|
|
|
424
|
Smartleaf Asset Management
Boston,
Massachusetts
|
–
|
-$607
|
-10
|
Closed
|
|
|
425
|
IFP Advisors
Tampa,
Florida
|
–
|
-$241
|
-4
|
Closed
|
|
