|
401
|
Archer Investment Corporation
Carmel,
Indiana
|
$1K
|
–
|
–
|
–
|
|
|
402
|
Cordasco Financial Network
Naples,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
403
|
Retirement Group
San Diego,
California
|
$1K
|
+$505
|
+4
|
New
|
|
|
404
|
HCR Wealth Advisors
Los Angeles,
California
|
$1K
|
+$631
|
+5
|
New
|
|
|
405
|
Global Financial Private Client
Sarasota,
Florida
|
$252
|
+$253
|
+2
|
New
|
|
|
406
|
Cedar Capital
Barrington,
Illinois
|
–
|
-$12.9M
|
-101,734
|
Closed
|
|
|
407
|
Alerus Financial
Grand Forks,
North Dakota
|
–
|
-$12.5M
|
-98,891
|
Closed
|
|
|
408
|
Virtue Capital Management
Brentwood,
Tennessee
|
–
|
-$9.92M
|
-78,222
|
Closed
|
|
|
409
|
Cambria Investment Management
Manhattan Beach,
California
|
–
|
-$7.6M
|
-59,930
|
Closed
|
|
|
410
|
Natixis Advisors
Boston,
Massachusetts
|
–
|
-$5.8M
|
-45,714
|
Closed
|
|
|
411
|
Renaissance Technologies
New York
|
–
|
-$4.83M
|
-38,100
|
Closed
|
|
|
412
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
–
|
-$4.54M
|
-35,781
|
Closed
|
|
|
413
|
M&T Bank
Buffalo,
New York
|
–
|
-$3.9M
|
-30,765
|
Closed
|
|
|
414
|
Eldridge Investment Advisors
Manchester,
New Hampshire
|
–
|
-$3.64M
|
-28,731
|
Closed
|
|
|
415
|
CLA (CliftonLarsonAllen) Wealth Advisors
Minneapolis,
Minnesota
|
–
|
-$2.4M
|
-18,969
|
Closed
|
|
|
416
|
Founders Financial Securities
Towson,
Maryland
|
–
|
-$2.38M
|
-18,754
|
Closed
|
|
|
417
|
HBW Advisory Services
Simi Valley,
California
|
–
|
-$1.72M
|
-13,598
|
Closed
|
|
|
418
|
Barclays
London,
United Kingdom
|
–
|
-$624K
|
-4,925
|
Closed
|
|
|
419
|
|
–
|
-$597K
|
-4,751
|
Closed
|
|
|
420
|
Oppenheimer Asset Management
New York
|
–
|
-$552K
|
-4,353
|
Closed
|
|
|
421
|
Shepherd Financial Partners
Winchester,
Massachusetts
|
–
|
-$553K
|
-4,342
|
Closed
|
|
|
422
|
NewDay Solutions
Hampton,
New Hampshire
|
–
|
-$528K
|
-4,180
|
Closed
|
|
|
423
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$366K
|
-2,900
|
Closed
|
|
|
424
|
Wintrust Investments
Chicago,
Illinois
|
–
|
-$360K
|
-2,838
|
Closed
|
|
|
425
|
Two Sigma Securities
New York
|
–
|
-$326K
|
-2,573
|
Closed
|
|
