|
576
|
Mechanics Bank - Trust Department
Walnut Creek,
California
|
–
|
-$220K
|
-10,147
|
Closed
|
|
|
577
|
MONECO Advisors
Fairfield,
Connecticut
|
–
|
-$217K
|
-10,024
|
Closed
|
|
|
578
|
Lido Advisors
Los Angeles,
California
|
–
|
-$216K
|
-9,979
|
Closed
|
|
|
579
|
Alpha Capital Management
Austin,
Texas
|
–
|
-$213K
|
-9,845
|
Closed
|
|
|
580
|
HeadInvest LLC
Portland,
Maine
|
–
|
-$212K
|
-9,788
|
Closed
|
|
|
581
|
|
–
|
-$211K
|
-9,753
|
Closed
|
|
|
582
|
Independent Financial Group
San Diego,
California
|
–
|
-$207K
|
-9,566
|
Closed
|
|
|
583
|
Capital Advisory Group Advisory Services
Bloomington,
Minnesota
|
–
|
-$206K
|
-9,515
|
Closed
|
|
|
584
|
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
|
–
|
-$205K
|
-9,459
|
Closed
|
|
|
585
|
Venturi Wealth Management
Austin,
Texas
|
–
|
-$205K
|
-9,453
|
Closed
|
|
|
586
|
Robertson Stephens Wealth Management
San Francisco,
California
|
–
|
-$203K
|
-9,420
|
Closed
|
|
|
587
|
Bramshill Investments
Naples,
Florida
|
–
|
-$202K
|
-9,338
|
Closed
|
|
|
588
|
Arkadios Wealth Advisors
Atlanta,
Georgia
|
–
|
-$174K
|
-8,063
|
Closed
|
|
|
589
|
Total Clarity Wealth Management
St. Charles,
Illinois
|
–
|
-$134K
|
-6,182
|
Closed
|
|
|
590
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$89K
|
-4,133
|
Closed
|
|
|
591
|
Ironwood Financial
Tucson,
Arizona
|
–
|
-$75K
|
-3,481
|
Closed
|
|
|
592
|
Belvedere Trading
Chicago,
Illinois
|
–
|
-$75K
|
-3,279
|
Closed
|
|
|
593
|
Jacobi Capital Management
Pittston,
Pennsylvania
|
–
|
-$69K
|
-3,198
|
Closed
|
|
|
594
|
EMG Holdings
Old Greenwich,
Connecticut
|
–
|
-$65K
|
-3,000
|
Closed
|
|
|
595
|
Flagstar Advisors
New York
|
–
|
-$55K
|
-2,539
|
Closed
|
|
|
596
|
Barrett Asset Management
New York
|
–
|
-$47K
|
-2,165
|
Closed
|
|
|
597
|
Sterling Financial Planning
Sparta,
New Jersey
|
–
|
-$35K
|
-1,639
|
Closed
|
|
|
598
|
Phoenix Wealth Advisors
Chapel Hill,
North Carolina
|
–
|
-$30K
|
-1,383
|
Closed
|
|
|
599
|
Ranch Capital Advisors
Sarasota,
Florida
|
–
|
-$28K
|
-1,300
|
Closed
|
|
|
600
|
Cahill Financial Advisors
Edina,
Minnesota
|
–
|
-$28K
|
-1,274
|
Closed
|
|
