|
401
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$337K
|
-4,744
|
Closed
|
|
|
402
|
Integrated Investment Consultants
Bloomfield Hills,
Michigan
|
–
|
-$332K
|
-4,671
|
Closed
|
|
|
403
|
Eudaimonia Advisors
Winchester,
Tennessee
|
–
|
-$257K
|
-3,626
|
Closed
|
|
|
404
|
Park Avenue Securities
New York
|
–
|
-$246K
|
-3,471
|
Closed
|
|
|
405
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
–
|
-$235K
|
-3,310
|
Closed
|
|
|
406
|
Oarsman Capital
Milwaukee,
Wisconsin
|
–
|
-$232K
|
-3,270
|
Closed
|
|
|
407
|
WesBanco Bank
Wheeling,
West Virginia
|
–
|
-$229K
|
-3,224
|
Closed
|
|
|
408
|
Simmons Bank
Pine Bluff,
Arkansas
|
–
|
-$224K
|
-3,161
|
Closed
|
|
|
409
|
Magnus Financial Group
New York
|
–
|
-$221K
|
-3,117
|
Closed
|
|
|
410
|
Lumbard & Kellner
Hollis,
New Hampshire
|
–
|
-$219K
|
-3,080
|
Closed
|
|
|
411
|
Planned Solutions
Folsom,
California
|
–
|
-$217K
|
-3,060
|
Closed
|
|
|
412
|
First Foundation Advisors
Irvine,
California
|
–
|
-$217K
|
-3,050
|
Closed
|
|
|
413
|
Oliver Luxxe Assets
Gladstone,
New Jersey
|
–
|
-$213K
|
-2,993
|
Closed
|
|
|
414
|
SPC Financial Inc
Rockville,
Maryland
|
–
|
-$210K
|
-2,960
|
Closed
|
|
|
415
|
First National Trust
Hermitage,
Pennsylvania
|
–
|
-$208K
|
-2,924
|
Closed
|
|
|
416
|
EWG Elevate
Roseville,
California
|
–
|
-$205K
|
-2,887
|
Closed
|
|
|
417
|
3D/L Capital Management
Hartford,
Connecticut
|
–
|
-$204K
|
-2,878
|
Closed
|
|
|
418
|
Frontier Wealth Management
Kansas City,
Missouri
|
–
|
-$205K
|
-2,849
|
Closed
|
|
|
419
|
Visionary Wealth Advisors
O'fallon,
Illinois
|
–
|
-$201K
|
-2,833
|
Closed
|
|
|
420
|
Piscataqua Savings Bank
Portsmouth,
New Hampshire
|
–
|
-$43K
|
-600
|
Closed
|
|
|
421
|
St. Johns Investment Management
Jacksonville,
Florida
|
–
|
-$34K
|
-480
|
Closed
|
|
|
422
|
AssetMark Inc
Concord,
California
|
–
|
-$27K
|
-377
|
Closed
|
|
|
423
|
Freedman Financial Associates
Peabody,
Massachusetts
|
–
|
-$25K
|
-340
|
Closed
|
|
|
424
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$19K
|
-264
|
Closed
|
|
|
425
|
SVB Wealth
Boston,
Massachusetts
|
–
|
-$14K
|
-200
|
Closed
|
|
