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Intercontinental Exchange
ICE

Name Holding Trade Value Shares
Change 		Change in
Stake
TI
926
tru Independence
Oregon
$151K +$139K +1,406 +1,406%
LPIC
927
LeJeune Puetz Investment Counsel
Michigan
$150K – – –
BCA
928
Berman Capital Advisors
Georgia
$147K +$5.72K +58 +4%
CSPIA
929
Cary Street Partners Investment Advisory
Virginia
$142K +$140K +1,423 New
NNP
930
Nachman Norwood & Parrott
South Carolina
$142K +$140K +1,423 New
USGIU
931
U.S. Global Investors (USGI)
Texas
$126K – – –
RIM
932
Rockbridge Investment Management
New York
$122K +$120K +1,220 New
FWM
933
Focused Wealth Management
New York
$120K – – –
HI
934
Hudock Inc
Pennsylvania
$116K +$296 +3 +0.3%
PFWA
935
Paces Ferry Wealth Advisors
Georgia
$116K +$115K +1,164 New
CWC
936
Carolinas Wealth Consulting
North Carolina
$115K +$4.24K +43 +4%
HPC
937
HM Payson & Co
Maine
$115K +$46.6K +473 +70%
HWA
938
HHM Wealth Advisors
Tennessee
$114K -$9.66K -98 -8%
PI
939
PineBridge Investments
New York
$112K -$7.5M -76,035 -99%
FHA
940
First Horizon Advisors
Tennessee
$110K +$22.5K +228 +26%
CHAM
941
Clear Harbor Asset Management
Connecticut
$107K +$105K +1,069 New
SBSB
942
Sullivan, Bruyette, Speros & Blaney
Virginia
$103K +$101K +1,028 New
ALAM
943
Asahi Life Asset Management
Japan
$102K +$101K +1,020 New
HFM
944
Harvest Fund Management
China
$98K -$45.1K -457 -32%
TPWA
945
TRUE Private Wealth Advisors
Oregon
$96K – – –
AA
946
Ancora Advisors
Ohio
$95K – – –
EFSCE
947
Enterprise Financial Services Corp (EFSC)
Missouri
$95K – – –
HMS
948
Hanseatic Management Services
New Mexico
$91K +$90K +913 New
MCM
949
Manchester Capital Management
Vermont
$90K -$137K -1,392 -61%
CFB
950
Cullen/Frost Bankers
Texas
$88K +$2.76K +28 +3%
36 37
38
39 40