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Intercontinental Exchange
ICE

Name Holding Trade Value Shares
Change 		Change in
Stake
EAM
801
Erste Asset Management
Austria
$798K -$40.4K -305 -5%
PFPT
802
Pinnacle Financial Partners (Tennessee)
Tennessee
$797K +$334K +2,524 +77%
PI
803
Putnam Investments
Massachusetts
$796K -$19.6K -148 -2%
PHS
804
Pekin Hardy Strauss
Illinois
$788K – – –
ETC
805
Exchange Traded Concepts
Oklahoma
$779K -$241K -1,821 -24%
MOS
806
MGO One Seven
Ohio
$775K +$248K +1,869 +49%
NW
807
NewEdge Wealth
Pennsylvania
$766K -$397 -3 -0.1%
MS
808
Maven Securities
Jersey
$766K +$742K +5,600 New
CAAS
809
Capital Asset Advisory Services
Michigan
$763K +$182K +1,376 +33%
CI
810
Conning Inc
Connecticut
$761K -$40.5K -306 -5%
CC
811
Commons Capital
Massachusetts
$749K +$726K +5,478 New
TAM
812
Trust Asset Management
Texas
$742K – – –
AWA
813
Amplius Wealth Advisors
Pennsylvania
$740K +$717K +5,415 New
CCA
814
Checchi Capital Advisers
California
$737K +$10.6K +80 +2%
ACM
815
Allred Capital Management
Texas
$726K +$116K +873 +20%
LS
816
Livforsakringsbolaget Skandia
Sweden
$721K -$358K -2,700 -34%
CWM
817
Chesapeake Wealth Management
Virginia
$721K -$69.2K -522 -9%
BCP
818
Berkeley Capital Partners
Georgia
$717K -$67.2K -507 -9%
CCM
819
Coldstream Capital Management
Washington
$716K +$429K +3,237 +162%
MPM
820
MBB Public Markets
Illinois
$714K +$691K +5,219 New
IAP
821
Indie Asset Partners
Indiana
$713K – – –
PMA
822
Prudent Man Advisors
Illinois
$708K -$6.62K -50 -1%
GIM
823
Groesbeck Investment Management
New Jersey
$705K – – –
AA
824
ALPS Advisors
Colorado
$704K +$309K +2,336 +83%
CFA
825
Capstone Financial Advisors
Illinois
$703K +$23.1K +174 +4%
31 32
33
34 35