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Intercontinental Exchange
ICE

Name Holding Trade Value Shares
Change 		Change in
Stake
HCC
501
Hirtle Callaghan & Co
Pennsylvania
$11K – – –
HI
502
Hudock Inc
Pennsylvania
$11K – – –
LWCFA
503
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$11K +$10.7K +250 New
SSG
504
Summit Securities Group
New York
$10K +$9.86K +230 New
FANJ
505
Financial Architects (New Jersey)
New Jersey
$10K +$10.1K +235 New
NPC
506
National Planning Corporation
California
$9.41K +$9.21K +215 New
TWA
507
TCI Wealth Advisors
Arizona
$9K – – –
CHP
508
Cable Hill Partners
Oregon
$9K +$8.57K +200 New
DBT
509
Dubuque Bank & Trust
Iowa
$8K -$40.7K -950 -84%
ACS
510
Archford Capital Strategies
Illinois
$8K – – –
EFSCE
511
Enterprise Financial Services Corp (EFSC)
Missouri
$8K – – –
SMG
512
Spectrum Management Group
Indiana
$8K – – –
CAW
513
Cornerstone Advisors (Washington)
Washington
$8K +$1.5K +35 +23%
ASN
514
Advisory Services Network
Georgia
$8K +$8.57K +200 New
FAM
515
Fortaleza Asset Management
Illinois
$7K – – –
NES
516
New England Securities
New York
$7K – – –
S
517
SignatureFD
Georgia
$7K +$2.14K +50 +50%
BKA
518
Brick & Kyle Associates
Pennsylvania
$7K +$7.29K +170 New
FHA
519
First Horizon Advisors
Tennessee
$6K – – –
WA
520
WealthTrust-Arizona
Arizona
$6K – – –
MPWT
521
MassMutual Private Wealth & Trust
Connecticut
$5.92K -$6.86K -160 -54%
FMII
522
Farmers & Merchants Investments Inc
Nebraska
$5K – – –
ECM
523
Exchange Capital Management
Michigan
$5K +$4.71K +110 New
HF
524
Hoxton Financial
West Virginia
$5K +$4.71K +110 New
TSW
525
Thompson Siegel & Walmsley
Virginia
$4K – – –
19 20
21
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