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Intercontinental Exchange

Name Holding Trade Value Shares
Change
Change in
Stake
OC
426
Oppenheimer & Co
New York
-$716K -20,130 Closed
DS
427
DRW Securities
Illinois
-$562K -15,810 Closed
FNYS
428
First New York Securities
New York
-$444K -12,500 Closed
EMG
429
Ellington Management Group
Connecticut
-$373K -10,500 Closed
FIG
430
Fortress Investment Group
New York
-$371K -10,440 Closed
RGNCM
431
R.G. Niederhoffer Capital Management
New York
-$320K -9,000 Closed
CMBA
432
C.M. Bidwell & Associates
Hawaii
-$224K -6,300 Closed
BOTW
433
Bank of the West
California
-$224K -6,295 Closed
PP
434
Paloma Partners
Connecticut
-$207K -5,830 Closed
WP
435
WMS Partners
Maryland
-$206K -5,800 Closed
JMPWA
436
JP Morgan Private Wealth Advisors
California
-$205K -5,765 Closed
SCM
437
Sterling Capital Management
North Carolina
-$204K -5,745 Closed
Fuller & Thaler Asset Management
438
Fuller & Thaler Asset Management
California
-$142K -4,000 Closed
TC
439
TradeLink Capital
Illinois
-$89K -2,500 Closed
MFS
440
MSI Financial Services
Massachusetts
-$44K -1,225 Closed
Parallax Volatility Advisers
441
Parallax Volatility Advisers
California
-$34.9K -965 Closed
ClearBridge Investments
442
ClearBridge Investments
New York
-$33K -905 Closed
TSWM
443
Triangle Securities Wealth Management
North Carolina
-$31K -860 Closed
WA
444
WFG Advisors
Texas
-$15K -410 Closed
CW
445
Cobiz Wealth
Colorado
-$13K -375 Closed
LWA
446
Lenox Wealth Advisors
New York
-$9K -255 Closed
Jones Financial Companies
447
Jones Financial Companies
Missouri
-$6K -155 Closed
S
448
SignatureFD
Georgia
-$4K -100 Closed