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Name Holding Trade Value Shares
Change
Change in
Stake
RWG
1951
Regal Wealth Group
California
$11K -$13.4K -105 -57%
CRM
1952
Cramer Rosenthal McGlynn
Connecticut
$9K – – –
DSI
1953
Daiwa SB Investments
Japan
$8K -$228K -1,788 -97%
FAM
1954
Fred Alger Management
New York
$8K -$17.8K -140 -70%
CA
1955
Crewe Advisors
Utah
$8K – – –
1NWS
1956
1 North Wealth Services
Maryland
$7K – – –
IF
1957
Ironwood Financial
Arizona
$7K – – –
LGWM
1958
Litman Gregory Wealth Management
California
$7K – – –
BL
1959
Balentine LLC
Georgia
$6K +$5.61K +44 New
CH
1960
Canton Hathaway
Rhode Island
$6K +$5.74K +45 New
SQA
1961
Simon Quick Advisors
New Jersey
$5K -$1.53K -12 -25%
WAS
1962
Winch Advisory Services
Wisconsin
$5K +$3.31K +26 +200%
LFG
1963
LifePlan Financial Group
Ohio
$4K – – –
NIM
1964
NuWave Investment Management
New Jersey
$3K -$299K -2,343 -99%
FEG
1965
Financial Enhancement Group
Indiana
$3K +$2.8K +22 New
BHWM
1966
Bay Harbor Wealth Management
Maryland
$3K +$3.19K +25 New
C
1967
Cerebellum
California
$2K -$306K -2,399 -99%
DWA
1968
Dougherty Wealth Advisers
Minnesota
$2K – – –
MWC
1969
MBM Wealth Consultants
Missouri
$2K – – –
LFASL
1970
Lugano Financial Advisors SA (LFA)
Switzerland
$2K +$2.42K +19 New
EAM
1971
Eukles Asset Management
Ohio
$1K – – –
FMP
1972
Financial Management Professionals
Texas
$1K – – –
GTAM
1973
Global Trust Asset Management
Florida
$1K – – –
WAS
1974
WESPAC Advisors SoCal
California
$1K – – –
NR
1975
Newfound Research
Massachusetts
$1K +$127 +1 +14%