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iShares iBoxx $ High Yield Corporate Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
QIM
651
Quantitative Investment Management
Virginia
– -$103M -1,215,900 Closed
WI
652
WBI Investments
New Jersey
– -$89.7M -1,054,469 Closed
SRF
653
Silver Rock Financial
California
– -$19.6M -230,000 Closed
LCM
654
Laurion Capital Management
New York
– -$15.3M -178,400 Closed
TCM
655
Towercrest Capital Management
Pennsylvania
– -$8.36M -98,288 Closed
OMC
656
Old Mission Capital
Illinois
– -$7.96M -93,498 Closed
OAM
657
Oxford Asset Management
United Kingdom
– -$6.51M -76,368 Closed
NM
658
NWI Management
New York
– -$4.85M -57,000 Closed
DDPOM
659
Delta Dental Plan of Michigan
Michigan
– -$3.93M -46,156 Closed
SFS
660
Sowell Financial Services
Arkansas
– -$2.6M -30,321 Closed
VF
661
Virtu Financial
New York
– -$2.21M -25,950 Closed
IF
662
IRON Financial
Illinois
– -$1.55M -18,180 Closed
AllianceBernstein
663
AllianceBernstein
Tennessee
– -$1.31M -15,350 Closed
DA
664
DSC Advisors
Illinois
– -$1.08M -12,750 Closed
DWA
665
Dorsey Wright & Associates
California
– -$830K -9,759 Closed
Bank of Nova Scotia
666
Bank of Nova Scotia
Ontario, Canada
– -$704K -8,200 Closed
PP
667
Paloma Partners
Connecticut
– -$703K -8,177 Closed
CWM
668
CIBC World Markets
New York
– -$570K -6,700 Closed
MA
669
MANA Advisors
New York
– -$528K -6,208 Closed
WP
670
WealthPLAN Partners
Nebraska
– -$512K -6,015 Closed
TSS
671
Two Sigma Securities
New York
– -$486K -5,709 Closed
HCA
672
Harbour Capital Advisors
Virginia
– -$449K -5,295 Closed
PGCM
673
Prescott Group Capital Management
Oklahoma
– -$425K -5,000 Closed
FT
674
Fiduciary Trust
Massachusetts
– -$394K -4,635 Closed
SIC
675
Shoker Investment Counsel
Ohio
– -$313K -3,681 Closed