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iShares iBoxx $ High Yield Corporate Bond ETF
HYG

Name Holding Trade Value Shares
Change 		Change in
Stake
NIMC
501
NWQ Investment Management Company
California
– -$5.66M -63,125 Closed
D.E. Shaw & Co
502
D.E. Shaw & Co
New York
– -$4.81M -53,657 Closed
William Blair & Company
503
William Blair & Company
Illinois
– -$2.18M -24,370 Closed
Mirae Asset Global Investments
504
Mirae Asset Global Investments
South Korea
– -$1.85M -20,700 Closed
Nuveen
505
Nuveen
North Carolina
– -$1.76M -19,501 Closed
AIA
506
Arrow Investment Advisors
Maryland
– -$1.75M -19,500 Closed
Sumitomo Mitsui Trust Group
507
Sumitomo Mitsui Trust Group
Japan
– -$1.51M -16,785 Closed
PHS
508
Pekin Hardy Strauss
Illinois
– -$1.32M -14,701 Closed
HCMT
509
Highland Capital Management (Tennessee)
Tennessee
– -$1.27M -14,154 Closed
SFG
510
Sage Financial Group
Pennsylvania
– -$1.25M -13,947 Closed
CBB
511
Citizens Business Bank
California
– -$1.2M -13,417 Closed
Kohlberg Kravis Roberts & Co
512
Kohlberg Kravis Roberts & Co
New York
– -$1.12M -12,500 Closed
Calamos Wealth Management
513
Calamos Wealth Management
Illinois
– -$1.07M -11,915 Closed
Nicholas Company
514
Nicholas Company
Wisconsin
– -$985K -11,000 Closed
FA
515
FCG Advisors
New Jersey
– -$982K -10,955 Closed
TF
516
Tompkins Financial
New York
– -$963K -10,745 Closed
WCM
517
Weatherstone Capital Management
Colorado
– -$955K -10,632 Closed
PP
518
Paloma Partners
Connecticut
– -$717K -8,000 Closed
Weiss Asset Management
519
Weiss Asset Management
Massachusetts
– -$627K -7,000 Closed
PO
520
Private Ocean
California
– -$554K -6,181 Closed
Busey Bank
521
Busey Bank
Illinois
– -$440K -4,913 Closed
RCM
522
Rotella Capital Management
Washington
– -$376K -4,200 Closed
SCS Capital Management
523
SCS Capital Management
Massachusetts
– -$285K -3,182 Closed
Aspiriant LLC
524
Aspiriant LLC
California
– -$265K -2,958 Closed
LH
525
Lebenthal Holdings
New York
– -$260K -2,903 Closed
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